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Basics

Parts and Schedules

Parts

PartDescription
IUnion and its territories (1 - 4)
IICitizenship (5 - 11)
IIIFR (12 - 35)
IVDPSP (36 - 51)
VUnion
  • Executive
  • Legislature
  • Ordinance making powers
  • Judiciary
  • Comptroller Auditor
  • VIState
    VIIIUnion Territories
    IXPanchayat
    IX AMunicipalities
    IX BCo operative societies

    Schedules

    • initially 8 schedules
    • contains additional information which in not included in main body of consti
      • reduces bulk of consti
      • allows certain amendments with simple majority
    SchDescription
    1stName of states, UT with boundaries
    2ndallowances, privileges, emoulments
    3rdoath of affirmation
    4thAllocation of seats for S/UT in RS
    5thAdministration and control of SA & ST
    6thAdministration of tribal areas in Assam, Meghalaya, Tripura, Mizoram
    7thThree legislative lists
  • Union
  • State
  • Concurrent
  • 8th22 lang
    9thState acts and reforms (land reform, zamindari)
    10thAnti defection law (52nd CAA, 1985)
    11thFunction can be performed by panchayat (73rd CAA, 1994)
    12thFunction can be performed by panchayat (74rd CAA, 1994)
    Link to original

    Preamble

    WE, THE PEOPLE OF INDIA, having solemnly resolved to constitute India into a SOVEREIGN SOCIALIST SECULAR DEMOCRATIC REPUBLIC and to secure to all its citizens:

    JUSTICE, social, economic and political;

    LIBERTY of thought, expression, belief, faith and worship;

    EQUALITY of status and of opportunity;

    and to promote among them all

    FRATERNITY assuring the dignity of the individual and the unity and integrity of the Nation;

    IN OUR CONSTITUENT ASSEMBLY this twenty-sixth day of November, 1949, do HEREBY ADOPT, ENACT AND GIVE TO OURSELVES THIS CONSTITUTION

    Amendment

    Intro is based on American consti.

    • preface
    • highlights most imp values
    • ideal
    • philosophy of authors
    • summary of law Consti drafted on basis of objectives resolution (tabled in 1946)

    Significance

    • source of power (the citizen)
    • nature of indian state
    • objective of consti
    • summary of consti
    • insight into philosophy of authors
    • mindset of consti makers

    Very Detailed

    We the ppl

    • written by people
    • indians free to choose their destiny and hold ultimate source of power
    • consti not imposed by external force; rather a gift by indian citizens to themselves

    Nature of indian state

    • original SDR
    • socialist, secular added later (42^nd^ CA 1976)
    • republic - real power with citizens

    Direct/ representative system

    • Referendum - seek ppl opinion on imp matters
    • Plebiscite - seek ppl opinion on matters of sovereignty and independence
    • Citizen’s initiative - citizens can initiate a move to introduce a law
    • Recall - recall of elected candidate

    Aspects of democracy

    1. Political - equal voting and political rights
    2. Economic - equal opportunities to progress economically. No discrimination based on economic status
    3. Social - all sections of society must be equal in social sphere; no discrimation based on social lev

    Challenges to indian democracy

    • policies of govt influenced by corp, industrialist
    • compromised independence of media
    • money and musclepower in election
    • lack of equal opportunity to participate in political process
      • politics revolve around economic power
    • lack of internal party democracy

    Sovereign

    free from external control

    Internal

    • power to take internal decisions
    • complete sovereignty is a myth
      • policies regulated acc to intl norms/bodies
      • WTO, IMF etc
      • eg. decision to open indian economy guided by IMF

    External

    • diplomatic and foreign relations
    • freedom to be part of multilateral group or the way it should vote at intl forums

    Socialist

    • capitalist - market forces at play; state only regulator
    • communist - no private ownership

    Socialist falls in between

    • state controls majority production
    • private sector had small role to play earlier

    Post 1991, major retreat of State increased role of private sector

    Initially not mentioned in consti as makers didn’t want to tie down future generations to specific eco system.

    After 1991, role of private sector increased. Socialist no longer applies to india in original context.

    SC stated socialism should be seen differently. State should take measures promoting welfare of citizens and prevent concentration of economic resources.

    Seculaism

    • State shall not discriminate against any religion
    • no religion of state
    • right to choose faith
    • state may interfere for purpose of social welfare and reform
    • state shall try to prevent inter and intra religion domination

    India wants to interfere in religious matters to end social evils. Indians free to choose their faith. Protection given to minorities. India is multireligious, came up with its own definition of secularism.

    To achieve a peaceful coexistence of various communities

    French secularism

    • extreme
    • Laicit
    • public officials prohibited from showing religious values, beliefs
    • private discouraged
    • 2004, students banned from wearing overt signs/symbols to school
    • works only for homogenous society
    • isolation of religious minority

    Objectives of Constitution

    Equality

    • no discrimination

    Justice

    • important for other objectives

    Social Justice

    • absence of social classes and privileges
    • absence of discrimination based on RRCS
    • addresses historic injustice by making special provisions for weak and downtrodden
    • idea of redistribution of wealth and preventing concentration of wealth

    Political Justice

    • equal opportunity for all to participate in political process
    • granting equal political right to all
    • Art 326 - voting rights

    Equality of status, opportunity

    • equality subset of justice
    • status - natural equality b/w all persons as free and equal citizens of india
    • opportunity - treat equally AND give level playing field to improve status

    Liberty of thought and expression

    • liberty = freedom with certain degree of restraint
      • restraints should not be arbitrary
    • imp to protect everyone’s liberty
    • everyone has opportunity to grow to maximum possible extent
    • Liberty of thought and expression is cornerstone to any democratic society
    • Art 19(1)(A) - freedom of speech and expression in limited way
    • liberty of faith, belief and worship

    Fraternity

    • oneness and spirit of brotherhood
    • common feeling of belonging to one nation
    • coexist peacefully
    • indian identity > religious, linguistic, community identity
    • no explicit provision; reflected in spirit of consti

    Dignity

    • inherent respect a person deserves
    • supreme value in our freedom struggle
      • struggle aimed at claiming back our dignity
    • Art 17, 23

    Unity and integrity

    • crucial for protecting above values
    • rights guaranteed only if nation exists
    • main theme of constitution is that individual exists because of nation and vice verse
    • integrity added with socialist and secular (42^nd^ CAA, 1976)

    Preamble part of constitution?

    • Re: Berubari Union Case - not part of constitution, can’t be amended under Art 368
    • Keshavananda Bharti Case, 1973 - Preamble part of constitution. Can be amended.
    • Amendment must not alter basic structure of consti
    • Keshavananda Bharti Case - not legally enforceable
    • useful for understanding meaning of ambiguous provisions
    • legal utility
    Link to original

    State Reogranization

    • 1953: Andhra Pradesh first state formed on linguistic basis

    States Reorganization Commission

    • 1954: States Reorganization Commission (Fazl Ali Commission)
      • recommended creation of linguistic state for at least for major linguistic groups
      • rejected theory of one language one state
    • 1956: reorganization of some states took place
      • Gujarat first state to be formed after this
    • 1966: Punjab and Haryana were separated from each other
    • 36th CAA 1975: make Sikkim a full fledged state
    • 84th CAA 2000: formed Jharkhand, Uttaranchal and Chhatisgarh

    Arguments in favor of small states

    • decentralization of power
    • govt closer to ppl
    • easier geographical connectivity with seat of power
    • better accountability
    • solve issues related to ethnic groups, identity
    • more efficient utilization of resources
      • Jharkhand better economically than Bihar or MP

    Against?

    • fears of Balkanization, internal conflicts, strong regional identity, loss of unity
    • increase in number of dispute between states over natural resources
    • resource intensive; expenditure to set up new capital, employees
    • lack of coordination dealing with national issues
      • Naxalism
      • climate change
    • states suffer due to diversion of natural resoures
      • Bihar lost its resources to Jharkhand
    Link to original

    Basic Structure Doctrine

    todo

    Link to original

    Types of Rights

    Meaning

    Rights are reasonable claims of individuals or a community which are protected by law and recognized by society.

    Natural

    • human enjoys it by virtue of being a human
    • may or may not be protected by law
    • protected by ordinary law
    • since given by law, can be taken away by law
    • eg:
      • right to seek employment under MGNREGA
      • RTI

    Constitutional

    • Rights drawn from consti
    • classified as fundamental or “other constitutional rights”
    • eg
      • right to property under Art 300(A) is consti but not FR
    • Rights have been given protection under consti

    Fundamental Rights

    • mentioned in Pt. III
    • rights enjoy special protection
      • Art 13: State cannot make law against FR
      • Art 32: if FR violated, citizens may approach SC directly for enforcement
    • all FR are constitutional and legal rights
    Link to original

    Fundamental Rights

    Article 12

    Info

    Def of State Govt, Parl, SLA, LA, OA within Indian territory or in control of Indian territory

    • Local auth General Clauses Act 1885
      • MCD, Panchayat, Cantonment Board
    • Other auth:
      • Uni of Madras v/s Shantabai 1954 Uni not State hence FR limitations not applicable on Uni
      • Mohanlal v/s Raj Electricity Board 1967 1954 judgement overruled sovereignty not necessary
      • OA now = Uni, Corp (LIC, ONGC)
      • RD Shetty v/s AAI Test of Instrumentality

    Article 13

    Info

    Law against FR can’t operate

    • Law in force
    • += delegated legislation
    • doctrine of severability

    Article 14

    Info

    Equality before law + equal protection of law Lays down foundation for rule of law

    • citizens and non citizens
    • E Royappa v/s St. of TN 1973 arbit action violative of Art 14

    Article 15

    Info

    Application of RoE RRCSPoB only for citizens (race, religion, caste, sex, place of birth)

    Article 16

    Info

    Employment RRCSPoB + DR (descent, residence)

    • 16(1): eql opp for all citizens
    • 16(2): RRCSPoBDR
    • 16(3): Parl my by law require residence for job in state (only Parl, NOT state)
    • 16(4): provision for (socio, edu, eco) bkwd/ underrep classes
    • 16(5): religion as criteria for holding office with affairs w/ religious institution
    • 16(6): EWS reservation upto 10% (via 103rd CAA 2019)

    Article 17

    Info

    Untouchability

    • Untouchability (Offences) Act 1955

    Article 18

    Info

    Titles, don’t confer, accept (from foreign state) don’t accept foreign gifts, emoluments if working under profit under State w/o Prez perms

    • Balaji Raghvan Case 1994 civilian awards not titles (eg. Bharat Ratna)

    Article 19

    Info

    Protection of certain rights regarding FoSE, movement, trade

    Parts of 19(1)

    • (a): FoSE
      • IE v/s UoI 1984 press FoSE
      • Naveen Jindal v/s UoI 2004 right to hoist nat flag
      • Jehovah Witness Case 1986 right to remain silent
      • PUCL v/s UoI 2013 we got NOTA
      • ADR 2002 info regarding election candidates
      • Shreya Singhal Case 2015 strike down 66(A) of IT Act 2002
      • 19(2): reasonable restrictions on FoSE
        • sovereignty and integrity, security
        • friendly rel. w/ foreign states
        • public order, decency, morality
        • contempt of court, defamation
        • incitement to offence
    • (b): peaceful assembly w/o arms
      • curbed by Sec 144 CrPC
      • Bharat Kr. v/s UoI 1998 Bandh illegal, just protest normally don’t lockdown the city
    • (c): form associations, unions, coop soc
    • (d): move freely
    • (e): reside and settle
      • indian citizen only
      • promote unity and integrity, cultural exchange, common market, idea of single citizenship
      • not absolute (refer 19(5))
      • protection of interest of ST (eg. Inner Line Permit)
      • Covid 19:
        • NDMA 2005
        • Epidemic Diseases Act 1897
    • (f): Right to property NO LONGER EXISTS!
    • (g): any profession, occupation, trade or business
      • 19(6)(i): may prescribe technical, professional qualification for jobs (obv)
      • 19(6)(ii): may exclude ALL citizens from certain activities (i.e. State wants to do it)

    Restrictions

    • 19(2): 19(1)(a)
    • 19(3): 19(1)(b)
    • 19(4): 19(1)(c)
    • 19(5): 19(1)(d) and (e)
    • 19(6): 19(1)(g)

    Article 20

    Info

    Protection in respect of conviction for offenses

    • 20(1): criminal law
      • no retrospective application of criminal law
      • no criminal charge for non criminal offence
      • can’t inc punishment retrospectively, but can dec
    • 20(2): no double jeopardy
    • 20(3): no self incrimination / right to remain silent
      • Selvi v/s St. of Karnatka Narco test can’t be forced (also rel. Art 21)

    Article 21

    Info

    No person shall be deprived of his life or personal liberty except acc to PEBL

    3 req for depriving L/PL

    1. law must be made by competent auth
    2. law must provide procedure to deprive
    3. procedure must be followed by State

    Maneka Gandhi vs UoI (Passport)

    refer Maneka Gandhi v UOI 1978

    • PEBL must be just, fair and reasonable
    • 14, 19 and 21 to be seen interrelated

    Expanding Scope

    • court assumed activist role
    • Right to life not just animal existence, but everything that makes life worth living

    Environment

    • MC Mehta v UoI: Right to health and clean env
    • ND Jayal v UoI: Right to sustainable dev
    • Subhash Kr v State of Bihar: Right to pollution free air and water

    Personal Liberty

    • Shakti Vahini v UoI: Right to choose one’s life partner
    • KS Puttaswamy v UoI 2017: Right to Privacy
    • Navtej Singh Johar v UoI: Right to choose sexual orientation
    • Kiran Bedi v Committee of Enquiry: Right to reputation
    • RM Malkhani v State of Maha: Right against phone tapping

    Social issues

    • Vishakha v State of Raj 1997: Sexual harassment at workplace
    • Olga Tellis v BMC: Right to livelihood
    • Mohini Jain v State of Karnataka: affordable education (capitation fee)
    • Vincent v UoI: Right to health
    • Aruna Shaunbagh v UoI: Right to die with dignity

    Article 21A

    Info

    Right to education

    • added by 86th CAA 2002
    • Right of Children to Free and Compulsory Education Act 2009
    • earlier DPSP Article 45 (List of Directives)
    • age 6 - 14

    Article 22

    Info

    Protection against arrest and detention in certain cases

    • 22(1): no arrest w/o info of grounds of arrest. No denial of right to consult / defended by legal practitioner of his choice
    • 22(2): prod b4 nearest maj 24hr
    • 22(3): not apply to
      • (a) enemy alien
      • (b) under preventive detention
    • 22(4): no preventive detention law shall auth >3mo detention unless
      • (a) advisory board
      • (b) law made by parl
    • see also: Preventive Detention

    Article 23

    Info

    Prohibition of traffic in human beings and forced labour

    • 23(1): traffic in human beings, begar, forced labour prohibited
    • 23(2): state may impose compulsory service for public purposes
      • in doing so, state must not discriminate on basis of RRCC
      • can discriminate on sex

    Article 24

    Info

    Prohibition of employment of children in factories

    Article 25

    Info

    Freedom of conscience and free profession, practice and propagation of religion

    • 25(1) matter
      • no forced conversion
    • 25(2) state may
      • (a) regulate eco, fin, pol, or other secular activity related with rel prac
      • (b) provide welfare / reform or opening Hindu religious institutions to all classes
    • this article allows Kirpans
    • Hindu includes Sikh, Jaina, Buddhist
    • see also Court and Religion

    Article 26

    Info

    Freedom to manage religious affairs

    • 26(a): establish, maintain insti for rel and charitable purposes
    • 26(b): manage own affairs in matter of religion
    • 26(c): own and acquire mov/immov property
    • 26(d): administer such property in accordance with law

    Article 27

    Info

    Freedom as to payment of taxes for promotion of any particular religion

    Article 28

    Info

    Freedom to attend religious instruction / worship at certain EI

    • 28(1): no religious inst at any EI wholly out State funds
    • 28(2): EI under endowment or trust requiring rel inst may provide so
    • 28(3): person at EI recognized by State or receiving aid out of State fund not forced to partake in rel worship / inst unless consent (person or guardian)
    • Aruna Roy v UoI: no prohibition on study of rel philosophy and culture. Comparative study important.

    Article 29

    Info

    Protection of interest of minorities

    • 29(1): any section of citizens with distinct language, script or culture has right to conserve the same
    • 29(2): no citizen denied admission to EI maintained by State or State fund on grounds only of RRC+L (language)

    Article 30

    Info

    Right of minorities to establish and administer EI

    • 30(1): rel or lang minorities have right to est & administer EI
    • 30(1A): what?
    • 30(2): State shall not discriminate against EI when granting aid on basis of mgmnt of minority

    Articles 31A - 31D

    • Saving of certain laws
    • what?
    Link to original

    Writs

    Powers

    • Article 32: Writ power to SC throughout country only for enforcement of FR. Writ power to SC is part of Basic Structure Doctrine as per L Chandra Kumar v UoI 1997 hence cannot be amended.
    • Article 226: Writ powers to HC for FR, Statutory Rights
    • HC hence has broader jurisdiction

    Types of Writs

    Habeas Corpus

    • release of person unlawfully detained / imprisoned
    • present person before court

    Mandamus

    • ”we command”
    • higher court lower court, public authority or govt official
    • to prevent misuse of power or neglect of duty

    Prohibition

    • higher court lower court / tribunal to prevent it from exceeding its jurisdiction or acting contrary to laws

    Certiorari

    • ”to certify”
    • transfer case from lower to higher court esp. when question of jurisdiction

    Quo Warranto

    • inquires legality of person’s claim to hold public office
    Link to original

    Fundamental Duties

    • not part of original constitution
    • added Article 51A in Part IVA via 42nd CAA 1976 upon recommendation of Sardar Swaran Singh Committee
    • inspired by USSR 🇷🇺

    Significance

    • reminder to citizens
    • warning against anti national & anti social acts
    • src of inspiration, discipline
    • constitutional validity of laws
    • enforceable by other laws

    Criticism

    • not exhaustive
      • taxes
      • family planning
    • vague, over ambitious, difficult to understand
      • ”noble ideas” 🤔
      • “scientific temper” 👩‍🔬
    • superfluous inclusion
    • reduced value by being Pt IV A rather than Pt. III A (i.e. just after FR)

    Verma Committee 1999

    Identified parallel legal provisions for implementation of FD

    1. Prevention of Insults to National Honor Act 1971
    2. Criminal Laws
    3. Protection of Civil Rights 1955
    4. UAPA 1967
    5. RoPA 1951
    6. Wildlife Protection Act 1972
    7. Forest Conservation Act 1980

    The Duties

    Following are sub-clauses under 51A

    • (a): abide by constitution, respect flag, anthem
    • (b): cherish noble ideas, freedom struggle
    • (c): sovereignty, unity, integrity
    • (d): defend nation
    • (e): harmony, brotherhood, dignity of women
    • (f): preserve rich heritage
    • (g): protect / increase natural env
    • (h): scientific temper, humanism
    • (i): safeguard public property
    • (j): excellence in all spheres 🌐
    • (k): edu for 6-14 yr children
      • added by 86th CAA 2002
    Link to original

    Directive Principles of State Policy

    About

    • 36: Definition of State (same as Article 12)
    • 37: fundamental for governance but non enforceable by any court

    List of Directives

    • 38: welfare, justice, minimize income inequalities; justice - social, eco, pol
      • progressive taxation
    • 39: equitable distribution of resources, livelihood, no concentration of wealth, equal pay (link Women Issues and Welfare)
      • MGNREGA
      • PMGKVY
      • Child Labour Act 1986
    • 39A: equal justice, free legal aid
    • 40: village panchayat, self governance
      • PESA 1996
      • 73rd CAA 1992 (todo)
    • 41: right to work, edu, public assistance
      • PWD reservation
    • 42: humane work conditions, maternity relief (link Women Issues and Welfare)
      • Maternity Benefits Act 1961
    • 43: living wage, fair work conditions
      • Wages Code 2022
    • 43A: Worker participation in industries
      • Trade Union Act 1926
    • 43B: promotion of coop soc
    • 44: UCC - pending
    • 45: free compulsory edu for children, care
      • FR 21A
      • 86th CAA 2002
      • Right of Children to Free and Compulsory Education Act 2009
    • 46: edu, economic interests of weaker sections
    • 47: nutrition, standard of living, public health, prohibit intoxicants
      • PMJAY
      • NDPS Act 1985
      • National Health Mission
    • 48: promote agri, animal husbandry
      • ICAR
      • NDDB - National Dairy Development board
      • Anti Slaughter Laws
    • 48A: protect biodiversity
      • Wildlife Protection Act 1972
      • Forest Conservation Act 1980
      • todo link with Fundamental Duty
    • 49: protect monuments of national importance
      • AMASR - Ancient Monuments and Archaeological Sites and Remains Act
      • ASI
    • 50: sep of exec and judiciary
    • 51: promote intl peace an security

    Benefits

    • accountability of state to citizens
    • continuity in fn of Gov
    • social / economic democracy
    • checking constitutionality
    • interpretation of ambiguous provisions

    DPSP Criticism

    • not legally enforceable (Art 37)
    • vague, subjective, multiple interpretations
    • repetitive (eg. 38 & 39)
    • conflict with FR eg FR 25 Freedom of Religion vs DPSP 44 UCC
    • financial burden on state
    • orthodox
    Link to original

    FR vs DPSP

    What if FR and DPSP conflict in a law?

    Champakam Dorairajan Case (1952)

    • Court: All FR are superior over DPSP.
    • Parliament: amends all FR which were in conflict with DPSP 😩

    Kerala Education Bill (1957): Doctrine of Harmonious Construction

    • Re Kerala Education Bill (1957), SC said that there is no inherent conflict b/w DPSP & FR
    • when interpreting a law, courts should interpret in such a manner that harmonizes both as far as possible
    • if only one interpretation that leads to conflict, then favour FR 💪

    Golak Nath Case (1967)

    • Court: FR can’t be abridged or diluted.
    • Parliament: 25th CAA, inserted Article 31C, explicitly allowing law for DPSP 39(b) & 39(c) to not be deemed unconstitutional if it violates Article 14, 19 or 31 🥴 Such law can also not be questioned in a court of law. 🤯

    Kesavanath Bharathi Case (1973) 💰

    • Court: amend anything but don’t destroy basic structure. 31C(b) is unconstitutional.
    • Parliament: 42nd CAA 1976, extended 31C(a) to include all DPSP.

    Minerva Mill Case (1980) 🏭

    • Court: can protect only 39(b) & 39(c). Not all DPSP.

    Present preference order

    1. FR except 14 and 19
    2. DPSP 39(b) and 39(c)
    3. FR 14 and 19
    4. DPSP except 39(b) and 39(c)

    Observation

    Court allows socialist DPSP to be favored over Right to Equality and FoSE 🧠

    Link to original

    Reservations

    Article 16

    • initially only LS and State LA for SC/ST
    • in govt jobs as enabling provision
    • refer FR 16(4)

    Champakam Dorairajan Case 1951

    • 1927 communal reservation unconstitutional
    • violates Right to Equality

    1st CAA 1951

    Mandal Commission 1979

    Indira Sawhney v UoI 1992

    • reservation gives effect to equal protection of law
    • res not anti merit (merit subjetive)
    • quota base reservation not same as older communal reservation
    • MR Balaji Case 50% cap sacrosanct (breached in EWS reservationtodo )
    • gave birth to ‘creamy layer’
      • well of section of OBC
      • should not get reservation

    Exceptions

    • certain position only merit
      • armed forces, nuclear scientist
    • limited reservation in PG medical seats

    77th CAA 1995

    • reservation of SC/ST in promotions

    Recommendations

    • policies should focus on expanding employment opportunities
    • prioritize enhancing quality and number of edu insti
    • constantly evaluate and evolve criteria for backwardness
      • i.e. Creamy Layer criteria for OBC
    • suggested creamy layer criterias for SC/ST

    See also: Reservations for EWS

    Link to original

    Reservations for EWS

    Intro

    Janhit Abhiyan Case 2022

    • petitioner stated
      • Reservation for EWS violates Basic Structure Doctrine as reservation only for historic injustice
      • MR Balaji Case 50% cap sacrosanct (also reiterated in Indira Sawhney Case 1993)
      • 19(1)(g) violated as interferes with pvt instintutions
    • court stated:
      • poverty adequate criteria for reservation
      • MR Balaji Case 50% cap only for SC/ST/OBC reservation
      • pvt reservation not violative of any right or basic structure

    Issues

    • breaching of MR Balaji Case 50% cap if everyone reserved, then nobody is reserved
    • populist tool for electoral gains
    • focus on inc / improving edu/emp ignored due to reservation
    • few years of business loss not comparable to historic discrimination
    • many forward and dominant communities also demand reservation

    Reccomendations

    refer Reservation Recommendations

    Link to original

    Amendments

    Procedure

    • Art 368 mentions power of parl and procedure for amendment
    • addition, variation, removal
    • procedure in 368(2)
    • can be introduced in either house but passed by both with special majority
    • Prez MUST give assent to bill, making it an act (CAA)
      • 24th CAA, 1971 mandatory assent

    Safeguards to federalism

    (Provisio) Art 368(2) - bills amending provisions under subclause a-e shall get approval of atleast half the state legislatures

    • distribution of legis/exec powers b/w state center
      • legis - Pt. IX Ch I, Sch 7
      • exec - Art 73, 162
    • provisions of GST council - 279A
    • judiciary
      • SC (Pt. V, Ch 4)
      • HC (PT VI, Ch 5)
    • election of prez - Art. 54, 55
    • provision of 368 itself
    • representation of states in parl (Sch IV)

    Procedure in America?

    Tougher to amend. Only 27 amendments till date

    Method 1

    • proposed by 2/3 of both houses of congress
    • amendment ratified by 3/4 of state legislatures

    Method 2

    • if 2/3 states ask Congress to organize convention of state
    • 3/4 states at convention pass
    Link to original

    Citizenship

    Citizenship

    • Article 5-10 resp. for determination of citizenship status as the time of commencement of constitution
    • Article 11: Parliament empowered to make laws to determine citizenship status once constitution comes into force
      • Citizenship Act 1955 enacted and amended several times thereafter

    Article 5

    • citizenship status of people domiciled in India at time of commencement of constitution
    • considered a citizen of india if
      • born in territory of india
      • either parents born in territory of india
      • resident in india for 5 yrs before commencement of constitution

    Article 8

    • citizenship status of people of Indian origin, not resident in India at time of commencement of constitution
    • such person needs to register with a Councillor representative or diplomatic authorities of india in that country
    • PIO: himself, parents or grandparents born in undivided india

    Article 6

    • citizenship status of people who migrated from Pakistan
    • if migration before 19 July 1948, eligible for citizenship if parents or grandparents born in undivided India
    • if migrated after given date, he needs to undergo additional step of registration with an officer appt by the govt for this purpose

    Article 7

    • citizenship status of those who remigrated from Pakistan to India
    • such person shall not be provided w/ citizenship unless returned to territory of India with a permit of resettlement or permanent return issued by Govt.

    Article 9

    • acc to this, India did not allow dual citizenship on 26 January 1950
    • if a person falls under under Art 5, 6 or 8, he still wouldn’t be considered citizen of India if he had acquired citizenship of a foreign state

    see also:

    Link to original

    Acquisition of citizenship under Citizenship Act 1955

    This is the actual law that presently applies.

    By birth

    • deemed to be citizen of India at birth if takes birth in territory of India AND if either parent is an Indian citizen and other is not illegal immigrant
    • b/w 1987-2004: a person born in territory of India would have been a citizen if either parents were indian citizen at time of birth
    • before 1987: a person taking birth in territory of Indian was entitled to indian citizenship irrespective of these citizenship status of parents

    By decent

    • person born outside India to either of Indian parents entitled to Indian citizenship if
      • birth was registered at an Indian Embassy or consular representative
      • done within a period of one year of birth or during the extension period allowed
    • before 2004: no requirement for registration within a specific time period
    • before 1992: a person should have been born to an Indian father

    By registration

    • PIO eligible for citizenship upon meeting certain requirements
    • foreign citizen married to indian citizenship eligible for indian citizenship upon satisfying certain conditions

    Naturalization

    • person w/ NO ties to india can also become indian citizen if he has resided in india for certain number of years and fulfills some other conditions as well

    Incorporation of Territory

    • india being sovereign, may acquire other territories
    • persons in such territories shall be eligible for indian citizenship upon meeting certain requirements
    Link to original

    Loss of Indian Citizenship

    1. Renunciation: voluntarily declare and renounce indian citizenship
      • can’t do when india at war
    2. Deprivation: govt may deprive in case he has acquired Indian citizenship through fraud, false representation etc or has shown disloyalty towards constitution or unlawfully communicated with enemy during war etc.
    Link to original

    Overseas Citizen of India

    • person who was citizen of india on or after 26 January 1950 or was eligible to become citizen of India after 26 January 1950 or is a child or grandchildren of such a person
    • person not eligible for OCI status if his parents or grandparents have been citizens of Pakistan or Bangladesh

    Benefits of OCI

    • multi purpose, multi entry lifelong visa of India
    • exemption from registration w/ local authorities for any length or stay in India
    • can exercise ownership rights over property and apply for an Indian PAN card
    • eligible for appt in teaching positions at central universities

    Limitations

    • no voting rights
    • can’t hold govt offices
    • can’t contest election
    • can’t purchase agri land
    • no protection under Art 15, 16, 19, 29, 30
    Link to original

    Citizenship Amendment Act 2019

    Hasn't come into force yet.

    • all persons belonging to Hindu, Sikh, Buddhist, Jain, Parsi and Children from Bangladesh, Pakistan or Afghanistan who came to India before 31 Dec 2014 shall not be treated as illegal immigrants if exempted under Passport of Foreigners Entry Act by central govt
    • amendment sought to provide citizenship to persecuted minorities in above mentioned countries
    Link to original

    Functioning

    President

    Articles 52-78

    Election

    • conducted by EC as per method in Article 55(3)
    • by electoral college (Article 54) with only elected members of
      • both houses
      • State LA
      • LA of Delhi & Pondicherry
    • single transferable vote system
    • uniformity in scale of representation
    • candidate must not hold office of profit
      • exception: Prez, VP, Gov, UCom, SCom
    • any inquiries via SC only

    Quota System

    Winning candidate must secure quota of votes

    In case of India,

    i.e. 50% votes

    Why Indirect Election?

    • Prez == nominal executive only
    • direct election costly, time consuming

    Impeachment

    • quasi judicial procedure in Parl
    • nominated members too participate
    • Delhi/Pondicherry LA members don’t participate (even though they voted in election)

    Powers

    1. Exec
    2. Legis
      • summon or prorogue parl, dissolve LS, summon joint sitting (presided by LS Speaker)
      • must ensure 6mo b/w 2 sessions of Parl
      • address Parl at commencement of first session after general election and first session every yr
      • nominates 12 RS members
      • prior recommendation needed for certain bills (derived from Indian Councils Act 1861)
      • Ordinance
      • lays report of CAG, UPSC, FC
    3. Financial
    4. Judicial
    5. Diplomatic
      • intl. treaties, agreements negotiated on behalf of Prez
    6. Military
      • supreme commander of defence forces, appoints chiefs of army, navy, air force
      • declare war or conclude peace
    7. Emergency

    Veto Powers

    • Absolute
    • Suspensive
    • Pocket

    Vacancy

    • Vice President takes over for upto 6mo
      • but not if vacancy due to end of Prez term
      • ideally, election for next Prez to be done before term end
    • Hierarchy of takeover: VP > CJI > Senior most SC Judge

    Prez and CoM

    • Article 74(1): there shall be a CoM with PM as head to advice Prez
    • Shamsher Singh v State of Punjab
      • India similar to UK Prez bound by aid & advice of CoM
      • Court relied on constitutional assembly debates and Article 75(3) to arrive at concl.
    • 42nd CAA 1976 amended 74(1): advice of CoM made explicitly binding on Prez
    • Prez may require CoM to reconsider but if CoM issue same after reconsideration, then Prez must follow

    Discretionary Powers

    • Proviso 274(1): Prez may ask for reconsideration of advice tendered by CoM
    • Proviso 211: Prez may exercise suspensive veto
    • 78(b): Prez may ask PM to provide him with info related to affairs of Union and other imp legis matters
    • 78(c): Prez may ask for reconsideration of a decision taken by minister without consideration of rest of CoM

    Situational Discretion

    1. Appt of PM when no party has clear maj in LS or when PM dies suddenly and no obvious successor
    2. Dismissal of CoM when it can’t prove confidence of LS
    3. Dissolution of LS if CoM lost majority
    Link to original

    Ordinance

    Balances

    • ord only on matters where Parl competent
    • ord remains in effect only for six weeks after reassembly of houses
    • can only be issues when one or both houses not in session
    • both houses can pass resolution in 6 weeks disapproving the ord
    • subject to limitations of constitution and Basic Structure Doctrine

    Scope

    • can modify or repeal any act of Parliament or another ordinance
    • even alter tax laws
    • But can’t amend constitution
    • Prez can issue withdrawal of ord

    AK Roy v UoI

    ord making powers can be reviewed on certain gounds

    1. if Prez did not act on aid & advice of CoM
    2. if satisfaction of Prez was based on irrelevant consideration of malafide intent
    3. if ord breaches constitutional limits

    Repromulgation

    • DC Wadhwa v State of Bihar: repromulgation ok if legis overburdened or if session was too short for it to consider
      • but if done to avoid legis scrutiny, then unconstitutional
    • high repromulgations since 1950s
    YearRepromulgations
    1950s7.1/yr
    1990s19.6/yr
    201916
    202015
    • Recently, promulgated Commission of Air Quality Management in NCR Ordinance 2020todocurrent-affairs

    See also:

    Link to original

    Clemency Powers of President

    Article 72

    When can power be exercised?

    1. punishment is for an offence against Union law
    2. Punishment is by a court martial
    3. Sentence is a sentence of death

    Types

    Pardon

    • removes sentence and conviction and completely absolves convict
    • as if crime never happened

    Commutation

    • lighter punishment

    Remission

    • reducing period of sentence without changing character

    Respite

    • lesser sentence in place of original due to special fact
      • disability
      • pregnancy

    Reprive

    • stay on execution of sentence

    Guidelines by SC

    1. Power to be exercised on advice of union cabinet
    2. Petitioner has no right to oral hearing
      • Kehar Singh Case
    3. Prez can examine evidence afresh and have different view than court without giving reasons
    4. No need for SC to lay guidelines for exercise of clemency by prez
    5. Not subject to JR, except where decision is arbitrary, irrational, mala fide or discriminatory

    Judicial review allowed

    1. power exercised
      • w/o application of mind
      • w/ malafide intention
      • w/ irrelevant considerations
    2. relevant material kept out of considerations
    3. power exercised w/o aid & adivce of CoM

    Grounds to exercise

    • offence individual crime or affects society at large?
    • chance of repetition of crime?
    • any purpose served by keeping convict in prison?
    • socio economic conditions of convict / family
    • health of convict? terminal illness?
    Link to original

    Delay in Mercy Petitions

    • Shatrughan Chauhan Case: delay in disposing mercy petition can be grounds for commutating capital punishment to life imprisonment
      • excessive delays violative of FR 21
      • overruled Devender Singh Bhullar Case where court said that terror convic can’t seek commutation on ground of delay
      • MoHA must place recommendations on mercy petitions in front of Prez ASAP
      • rejection of mercy petition must be communicated to convict and family in writing
      • post mortem to be handed to family in writing

    See also: Clemency Powers of President

    Link to original

    Emergency Provisions

    About

    • attacks Fundamental Rights and Federalism
    • use only in exceptional cases
    • provisions
      • 360: Financial Emergency (FE)
      • 352: Proclamation of Emergency (PoE)
      • 356: Failure of Constitutional Machinery (FoCM)

    Financial Emergency (360)

    • only upon written advice of CoM headed by PM
    • US: observe fin prudence
    • US:🔻sal of state officers
    • U:🔻sal of U officers

    Safeguards

    • Parl consent via resolution necessary within 2 month
    • never actually invoked though

    Proclamation of Emergency (352)

    • security of India or part at threat due to
      1. armed rebellion (added via 44th CAA 1978)
      2. war
      3. external aggression
    • ⭐ actual occurrence not necessary; just an imminent threat sufficient reason (as per 44th CAA 1978)

    Effects

    Centre State Relations

    • U: exec dirn
    • Parl may legis over State subj (as per need)
    • US: fin arrangement may be modified / suspended

    Fundamental Rights

    • automatic suspension of FR 19 by Article 358
    • Validity of 19-violative legis only till PoE (as per 44th CAA 1978)
    • 359: Prez may by order suspend enforcement of FR

    Safeguards

    • Parl approval within 1mo with spl majority (as per 44th CAA 1978)
    • Duration 6mo at a time
    • written advice of CoM mandatory (as per 44th CAA 1978)
    • Spl sitting of HoP necessary within 14 days
      • if in writing intend to move motion against PoE and approved, then PoE discontd.

    Failure of Constitutional Machinery (356)

    Conditions

    1. gross violation of constitutional provisions
    2. hung assembly
    3. state govt in secessionist acts
    • Article 355: duty of the Union to protect every State against external aggression and internal disturbance and to ensure that the Government of every State is carried on in accordance with the provisions of the Constitution

    Effects

    1. CoM dismissed: Prez gets exec pwr
    2. SLA suspended: Prez gets legis pwr
    3. Prez can make other orders for effective implementation of 356

    Safeguards

    • Parl approval: both houses 2mo, spl aj
    • 6mo duration (+6 upon approval)

    Issues

    • misuse and overuse
    • borrowed from GoI Acts 1935
    • vague, subjective, prone to misuse
    • Dr. BR Ambedkar called it a “dead letter”
      • but has become “dreaded letter”

    SR Bommai Case

    • JR of invocation allowed
    • exercise mustn’t be arbitrary
    • SC may restore CoM, SLA if misuse of FoCM
    Link to original

    Inter State Council

    Article 263

    • to effect coordination among states and with Centre
    • President can establish such a council at any time in public interest
    • he also defines nature of duties of such a council
    • Council can settle legal matters, but its nature is advisory, not binding (unlike court)

    Note

    The council, even thought established by President, is headed by the Prime Minister.

    Link to original

    Vice President

    Election

    • indirect election
      • but State LA don’t participate
      • nominated members do participate
    • most qualifications same as being RS member, but age 35

    Disqualification

    • formal impeachment not required
    • introduce resolution in RS with 14 day notice, Effective Majority
    • no specific grounds mentioned in constitution
    • VP may participate in proceedings but not vote
    • 67(b): chairman of RS acts as VP
      • Deputy Chairman shall preside over proceedings of the house
    • LS approval (Simple Majority) req after RS passes res

    Powers

    • ex-officio RS Chairman
      • similar to USA VP
    • President when vacancy
    Link to original

    Prime Minister

    About

    • de facto executive
    • primus inter pares
    • leader of maj party
    • Delhi HC 1980: maj not necessary at time of becoming PM
      • prove maj after some time
    • SC 1997: non member also allowed to become PM
      • become member within 6 months
    • CoM collapses when PM resigns

    Powers

    • recommends ministers to President
    • allocates portfolio among ministers
    • presides over CoM meetings
    • guides and controls activity of ministers
    • can ask minister to resign or ask Prez to dismiss minister
    • Chairs
    • shaped foreign policy (even tho done in name of Prez)
    • chief spokesperson of UGov
    • crisis manager
    • political head of gov

    Imp Articles

    • 74(1): there shall be a CoM with PM as head to advice Prez
    • 75: PM appt by Prez. Then CoM by Prez on PM’s advice. CoM responsible to HoP
    • 78: communicate to Prez the decisions of CoM, furnish info
    Link to original

    Council of Ministers

    Types of Ministers

    These classifications don’t exist in Constitution.

    1. Cabinet Minister: seniormost minister, takes decision on imp matters of behalf of rest of CoM
    2. Minister of State (Independent Charge): full charge of particular ministry, can also attend cabinet meeting upon invitation
    3. Minister of State Dependent: relatively junior minister, reports to either Cabinet Minister or Independent Minister
    4. Deputy Minister

    Details

    • 75(3): principle of collective responsibility shall be ensured
    • if a member doesn’t agree with decision of CoM, he must resign
    • a minister may be removed any time by Prez order
    • CoM supposed to be headed by PM, his resignation or death death dissolution CoM

    Size Limits

    • originally no size limits
    • 91st CAA 2003 upto 15% of total size of HoP
    • benefits of limited size
      • 🔺efficiency, 🔻expenditure
      • 🔻red tapism swifter decision making
      • 🔻chance of ego or pol clashes b/w min
      • min government, max governance

    See also:

    Link to original

    Parliament

    Vacancy of seats in Parl

    • legislator may resign (submits resignation to PO)
    • PO ensures resignation is genuine & voluntary otherwise doesn’t accept
    • 60 day absent w/o perms of PO may be removed from membership by passing a resolution
    • if person elected at 2 seats in LS, he choose which retain else both lost
    • if person elected to both HoP, CoS, chooses which retain else CoS seat vacant
    • if person in both Parl & SLA, unless previously resigned, seat in Parl shall be vacant

    Salaries and Pensions

    • While the 2nd Schedule mentions salaries of certain position in Government, it does NOT mention the salary of MP.
    • Article 106 allows Parl to make law regarding their own salary and allowances.
      • but no mention of pensions in constitution
    • consequently Salary, Allowances and Pension of Members of Parliament Act 1954 came into force
    • temporarily amended during COVID (refer: Salaries of MP during COVID (Ordinance))

    Presiding Officer of Parliament

    1. Lok Sabha: Speaker
    2. Rajya Sabha: Chairman (VP in ex-officio capacity)

      Special powers of LS Speaker

      • Presides over joint sitting of Parl (when called by President)
      • decides whether bill is money bill or not
      Link to original

    refer: Presiding Officer

    Sessions

    At least 2 must happen, but 3 happen India

    1. Budget Session
    2. Monsoon Session
    3. Winter Session

    Day to Day Functioning

    1. Question hour (1100-1200)
      • starred question
      • unstarred question
      • short notice question
    2. Zero hour
      • not actually formally mentioned
        • used to be break but MP started discussing matters of public interest

    Legislative Procedure

    3 stages

    1st Reading

    • member of house introducing bill should take leave of house
    • joint committee or select committee of specific house analyze and seek clarity, invite suggestions from public, CSO, members suggest amendments

    2nd Reading

    • general discussion of bill w/ discussion on committee report
    • clause by clause discussion
    • members can move amendments

    3rd Reading

    • quick discussion on a bill in its entirety
    • bill put to vote of the house
    • sent to other house for consideration

    Dissolution and Bills

    • if a bill has touched LS and still in Parl, it shall lapse
    • if the bill has reached Prez, no lapse
    • if bill introduced in RS and not reached LS at all, no lapse

    Termination of Sitting and Session

    1. Adjournment: Terminates sitting, but next meeting day known. Done by Presiding Officer.
    2. Adjournment sine die: Terminates sitting indefinitely. Issued by Presiding Officer when session completed.
    3. Prorogation: Terminates a session. Issued by President few days after adjournment sine die. Can also be issued while parl in session.
    4. Dissolution: Only LS can be dissolved. New elections done.

    Ground to disqualify membership of Parl

    • Article 102
    • applies to contesting and continuing members
    • decision taken by Prez (consultation with ECI)
    • if sitting MP, decision by PO of house

    Article 102(1)

    • holding an office of profit
    • unsound mind
    • bankrupt (undischarged insolvent)
    • if MP not citizen of India
    • if disqualified acc to a law made by Parl (eg. RoPA 1951)

    See also:

    Link to original

    Parliamentary Privileges

    Article 105, 194

    • rights, immunities enjoyed by MP for effective discharge of duties
    • independent and smooth functioning of Parl

    Individual Privileges

    1. Freedom of Speech w/o fear of legal actions
    2. Freedom from arrest (except serious criminal offences)
    3. Immunity from legal proceedings

    Collective Privileges

    1. Right to punish members and outsiders for breach of its privileges (Contempt of House)
    2. Privilege to publish its debates and proceedings
    3. Exclusion of strangers from witnessing proceedings of Parl
    Link to original

    Parliamentary Sovereignty

    Summary

    • supremacy of the legis body i.e Parliament over all other govt institutions incl. exec & judiciary
    • Sovereign legis may change or repeal any prev legislatio
      • not bound by any written law like constitution
    • In India there is no parliament sovereignty
      • we have constitutional sovereignty 🥳

    Checks on Parl Sovereignty in India

    • written constitution
    • independent judiciary, judicial review
      • bar on discussion of conduct of judges
    • federal structure
    • limited amendment power
    • division of powers
      • Schedule 7
    • limited by presidential vetoes
    • limited doctrine of separation of powers
    Link to original

    Lok Sabha

    Composition

    Pre 2020: 552 members

    • 530: states
    • 20: UT
    • 2: Anglo Indians

    Post 2020: 524 members (max 550)

    • 524: states
    • 19: UT

    Election

    • First past the post system
    • secret ballot

    Allocation of seats

    • as per last preceding census
      • but frozen at 1971 census, till first census post 2026
    • constituency delimitation frozen at 2001 census
    • reserved seats for SC/ST based on 2001 census

    Section 4 of RoPA 1951

    • when contesting from an unreserved seat, candidate needs to be a voter from any constituency
    • SC/ST seat: Candidate needs to be SC/ST
    • Lakshdweep: ST of Lakshdweep
    • Sikkim: voter in Sikkim
    • Reserved ST seat from autonomous district of Assam: must belong to ST community from that autonomous district

    See also:

    Link to original

    Rajya Sabha

    Composition of CoS

    • as per Article 80
    • upto 250 members, at present 245
      • 233 from states/UT
      • 12 nominated by Prez
    • states have unequal representation
      • based on 1984 population

    Qualifications

    • citizen of india
    • 30 yr age
    • affirmation / oath mentioned in 3rd Schedule
    • must be qualified acc to RoPA 1951
      • Sec 3 RoPA: candidate must be voter (in any constituency)
    • Open ballot

    Tenure

    • not mentioned in Constitution, left to Parl to decide
    • RoPA 1951: 6 yr tenure, members retire every 2 yr

    National Commission to review the working of the Constitution (NCRWC) - Equal representation

    • smaller states feel present system discriminatory against them
      • NE States total 14 seats
      • UP alone 31 seats
    • US: perfect eg. of federation provides equal rep to all states (2 each)
    • rep on basis of population turns RS into replica of LS while it was supposed to be away from populist politics of LS and act as chamber of discussion and deliberation

    Args against Equal Rep

    • may result in greater demand for smaller states leading to ever increasing RS size
    • equal rep regardless of population may be discriminatory against larger states

    See also:

    Link to original

    Presiding Officer

    Types

    Lok Sabha

    • Speaker and Deputy Speaker elected by house
    • panel of chairmen: 10 members chosen by speaker
    • Proviso 294: speaker shall continue to hold office till first sitting of newly elected LS

    Removal of Speaker and Deputy Speaker

    • S and DS: resolution passed by house with maj of then membership. 14day notice
    • Speaker won’t have casting votes when notice period

    Rajya Sabha

    • Chairman (VP in ex officio capacity)
    • Deputy Chairman chosen by vote
    • panel of chairmen: 6 members

    Removal of Chairman and Deputy Chairman

    • no separate procedure for Chairman. Follow VP procedure
      • pass a resolution by effective maj of house, approved by LS (Simple Majority)
    • chairman can partake in removal proceedings, but no vote
    • DC removed upon resolution passed by house (Effective Majority)
    • both cases, 14 day notice
    • C submits resignation to Prez
    • DC submits resignation to C

    Protem Speaker

    • seniormost member of newly elected LS
    • preside for administering oaths to newly elected members and oversee elections to new speaker

    Functions and Responsibilities

    • Disqualification under Anti Defection Law
    • maintaining decorum
    • disciplinary action against indisciplined members
    • final interpreter of laws, rules, regulations and constitution inside the house
    • adjourn the house
    • decide time to be allocated to members to speak
    • acceptance or rejection of various motions
    • casting vote when tie
    • chairs:
      • Business Advisory Committee
      • General Purpose Committee
      • Rules Commission

    Special powers of LS Speaker

    • Presides over joint sitting of Parl (when called by President)
    • decides whether bill is money bill or not

    Concerns over neutrality

    • biased attitude in acc/rej of motions
      • esp. when moved by opposition
    • often biased in Anti Defection Law decisions
    • differential standards of disciplinary action depending upon pol party
    • helps ruling party by declaring certain bills as money bills to circumvent RS scrutiny
    Link to original

    Governor

    Appointment

    • chosen by President by issuing a warrant carrying his signature and seal

    Removal

    Article 156

    Gov shall hold office during the pleasure of President

    • Removal w/o notice
      • reduces sanctity of position
      • violates PNJ
      • compromises independence of office
      • over politicization of post

    BP Singhal v UoI

    • pwr of UoI to remove Gov subject to JR if petitioner can prove that removal was based on arbitrary grounds
    • mere variance of opinions not grounds for removal
    • judgement criticized
      • how can petitioner prove arbitrary grounds?

    Way ahead

    • CoM must behave responsibly. Should not misuse power
      • not possible in reality political compulsions
    • expert bodies suggested removal must happen as per a resolution passed by SLA or Parl

    Discretionary powers of Gov

    Gov supposed to act on aid and advice of SCoM except where he has been provided with discretionary pwrs or as per situation

    1. Article 239(2): gov appt as administrator of adjoining UT shall act at his discretion wrt administration of UT
    2. Sch6, Para 9: if dispute wrt share of autonomous district in royalty from mining & licence Gov shall exercise discretion
    3. States with spl statuts (Assam, Sikkim, Arunachal Pradesh): Gov exercises spl powers at discretion
    4. Art 356: gov exercises his discretion on submission of reports wrt FoCM
    5. Art 200: Gov may reserve bill for assent of Prez if he considers it to be of nat. impt

    Criticism of Position

    • rehab of rejected politicians
    • appt made without SCoM consultation
    • ex army officials, ex judges, ex bureaucrats been appt, raising questions over independent functioning
    • spoil system, appt based not on merit but on political proximity
    • present system conflict b/w CoM & Gov

    Reforms?

    • 1st and 2nd Centre State Relations Commission suggested that Gov should be from outside State so that he is not affected by State politics
    • Eminent person from some walk of life to restore lost glory associated with position so that he may withstand undue pol pressure
    • should not have active part in politics in recent times
    • UCoM must actively consult SCoM before making an appt to such positions
    Link to original

    State Legislature

    Legislative Assembly (168)

    • Article 168: Legislature = Gov and 2 houses
    • LC only in UP, Bihar, Maha, AP, TN, KT

    Creating / Abolishing LC (169)

    • Article 169
    1. State LA pass resolution by spl maj
    2. Law then passed by Parl
      • such law can incl. provisions related to amendment of constitution but won’t be deemed CAA under Article 368 hence no spl maj needed

    Seats (170)

    • Article 170: seats of LA: 50-300 (dependent on state population)
      • 1971 census, waiting for 2026
    • Constituency boundary as per 2001 census
    • reserved seats for SC/ST based on 2001 census

    Composition of LC (171)

    • members of LC members of LA
    • elected by MLA
    • elected by members of local bodies
    • divided as
      • nominated by gov (aid & advice of CoM)
      • divided as
        • graduate constituency
        • teacher constituency

    Critical Analysis of LC

    • superfluous body; no special purpose
    • only a delaying body (at max 4mo)
    • chamber of rejected politicians, backdoor entry to defeated candidates
    • expensive to maintain SLC (200-300cr/yr)
    • rep of pol parties in student and teacher constituency defeats their purpose
    • Raj, Tn abolished LC cuz lack of utility
    • SLC created / abolished due to pol reasons

    In support of LC

    • prevents majoritarianism
    • prevents hasty and populist legislation
    • provides rep to grassroot bodies
    • rep to diverse sections
    • presence of technical expertise due to nomination route

    See also: Centre State Relations

    Link to original

    Centre State Relations

    Centre in india is unarguably stronger than the state. Roots of such a set up can be traced back to Charter Act 1833.

    Dimensions

    Territorial

    • Article 245: U laws applicable across territory of India or a part. State laws only in state.
    • Article 245(2): laws made by union may have extra territorial operation. eg. Maritime Piracy Act

    Subject Matter

    • division as per Article 246 and subjects in Schedule VII

    Doctrine of Territorial Nexus

    • law of state may have operation outside state if sufficient nexus b/w subject & territory of state
      • RMDC v State of Bombay
      • Charushila Devi v State of Bihar
      • TISCO v State of Bihar

    Exceptions to Territorial Application

    • Scheduled Areas (Schedule V): Govt by notif: Parl/SLA law may not apply or modified
    • tribal area under Schedule VI: Govt/PRez may notify Parl/SLA law may not apply or modified
    • Article 371A, 371G: Parl law not apply to certain matters in NL, MZ unless approved by LA of NL, MZ
    • Prez can make regulations for peace and good governance of UT by amending Parl laws

    Exceptions to law making power of State on state subjects

    • Article 249: If CoS passes resolution w/ maj, voting necessary in nat interest for Parl to make law on state subject, then competent
      • Such resolution in force for 1yr max, extended by subsequent resolution by CoS
      • 1986: CoS passed resolution to allow Parl to make laws on specific subj in state list to deal with militancy in Punjab & infiltration in J&K
    • Article 250: Parl may enact law on state subj when PoE in operation
    • Article 252: 2 or more states can request Union to legislate on specific state subject by passing resolution to that effect.
      • other states may pass subsequent resolution to adopt such law
      • law has no expiry date; can be repealed only by law of parl
      • eg.
        • Wildlife Protection Act
        • Urban Land Ceiling Act
        • Air Conservation Act
    • Article 253: Union can legislate on state subj for giving effect to India’s commitment at intl forum (treaty, agreement, convention). Once enacted, only Parl may repeal or amend such law.
      • The Lokpal Lokayukta 2011

    Executive relation b/w Union & State

    • exec powers of U&S co-terminus with legis powers
    • Article 73, 162: exec powers of U shall extend to all those subjects on which it can make law and same for state
    • on concurrent list, subjc exec pwr rest with state unless explicitly mentioned in a pal law

    States have more exec powers because

    1. Lack of implementation agency with Union
    2. proximity of states to local areas where laws have to be executed

    See also: State Legislature

    Link to original

    Anti Defection Law

    Background

    • 60s - 80s: defection became extremely prevalent
      • money and power benefits
    • Parl enacted 52nd CAA 1985, added Article 102(2), Schedule 10
    • objective
      • prevent defection culture
      • ensure stability of govt
      • reduce role of money power
      • prevent corrupt practices influencing voting in house

    Disqualification

    • if chosen member voluntarily gives up membership of pol party liable for disqualification
    • if person votes contrary to dirn issued by pol party and action not condemned by pol party in 15 days
    • independent candidate joins a party
    • nominated candidate joins party after 6mo

    Not disqualified if

    • nominated member joins party within 6mo and not be disqualified
    • ”merger”: if members split and join \ form other party no defection
      • original clause: “split”
    • Presiding officer may resign from pol party and may rejoin original party after his term no defection

    Decision wrt disqualification under ADL

    • Para 6, ADL: all decisions taken by Presiding Officer
    • no time limit for decision by PO
    • Para 7, 10th Schedule: barred court from exercising jurisdiction on matters of disqualification under ADL
    • Kihoto Holohan Case: SC upheld constitutional validity of ADL
      • promotes clean politics and reduces role of money power
      • but struct down Para 7
      • held that speakers arts like tribunal (when ADL)
        • courts cannot be excluded from jurisdiction

    Challenges

    • compromises role of individual legislator
    • lack of internal party democracy
    • undermines principle of representative democracy
      • whip == party representative, not public representative
    • law silent on time taken by PO to decide matters
      • advantageous to ruling party
    • exception of merger allows wholesale treading
    • weakened position of opposition as exec already has maj and ruling party legis can’t question exec
    • law doesn’t apply to pol party and coalitions

    Way Ahead

    • 2nd ARC: PO should be relieved; powers vested with ECI or independent tribunal
    • consider Brit practice: once a speaker, always a speaker
    • follow principles laid down in court in Kihoto Holohan Case
      • ADL must apply only when stability of govt threatened

    See also:

    Link to original

    Financials

    Budgetary Provisions

    Article 266: No expenditure can be incurred except with authorization of legis.

    Preparation of Budget Document

    • Dept. of Economic Affairs (under Ministry of Finance) sends requisition to various depts and ministries asking for their budgetary demands for upcoming financial year

    Presentation of budget and discussion

    • after tabling, FinMins makes budget speech in HoP
    • then presentation in CoS, then general discussion in both houses
    • following presented
      • Annual Financial Statement
      • Demand for Grants
      • Appropriation Bill
      • Finance Bill

    Vote on Account

    • tool used by parl to allow exec spend money as per proposal until parl passes budget
    • passed before parl goes into break after budget discussion
    • taken for 2 months, for 1/6 of estimated expenditure

    Committee stage

    • during recess, DRSC analyses grant demands in detail and provides their recommendations as a report
    • each committee analyses demands
      • 31 members (21LS + 10RS)

    Post committee discussion in Parl

    • after reassembly, demands for grant discussed in detail on basis of DRSC report
    • members may suggest cutting demands for grants
    • discussion in both houses, but only LS can introduce cuts

    Cut motions

    1. Policy Cut Motion: Complete disapproval. Amt reduced to Re. 1.
    2. Token Cut Motion: Token of disapproval. Amt cut by Rs. 100
    3. Economy Cut Motion: Demand reduced by Rs. X.

    Appropriation Bill

    • introduced as per Article 114
    • all demands for grants put in form of an appropriation bill to withdraw money from CFI

    Finance Bill

    • bill containing taxation proposals presented to Parl
    • Article 265: no tax shall be levied except by authority of law
    • when finance bill passed, budged deemed passed by Parl

    Why parl doesn’t allow demands for grants in detail by itself?

    • layman politicians lack technical knowledge
    • Parl too big to make effective decision on complicated matters

    Grants by Exec to Legis

    1. Supplementary Grants: provided under 115(1)(a) when funds allocated under budget are insufficient to meet obj during FY
    2. Additional Grant: need for expenditure upon new service associated with existing service not contemplated in budget
    3. Excess Grant: money spent over and above grant amt
    4. Exceptional Grant: expenditure on service not part of any service
    5. Vote of Credit: amt cannot be contemplated
      • eg. Covid-19 measures
    Link to original

    Government Budgeting

    See also: Budgetary Provisions

    Intro

    • estimate of income and expenditure for a future period of time

    3 sets of figures

    1. Budget Estimate for next FY
    2. Budget and Revised Estimate for current FY
    3. Actual figures for preceding FY

    Kinds of Budget

    Based on Time Period

    1. Full Budget: for entire FY
    2. Interim Budget: in election years, budget for part of the year
      • no constitutional obligation, only an unwritten obligation
    3. Vote on Account: to spend money until budget is passed

    Based on Theme

    1. Zero based Budget: expenses calculated afresh rather than relying on previous year expenditure
      • ensures activities carried out are relevant
      • unnecessary expenditure eliminated
    2. Outcome Budget: focus on outcomes not just cost
      • transparency and accountability
    3. Gender Budget: gender sensitive formulation of legislation, policies, plans, programs etc
      • aimed at reducing gender gaps
      • first introduced in FY 2005-06
      • 2 parts
        1. Part A: 100% allocation for women. eg. Beti Bachao Beti Padhao, Ujjawala, Anganwadi etc
        2. Part B: at least 30% allocation for women. eg. Mid-day meals, PM POSHAN etc

    Budget Process

    refer: Budgetary Provisions

    Grants

    refer: Grants by Exec to Legis

    See also:

    Link to original
    (from economics)

    Financial Bills

    Money BillFinancial Bill Type 1Financial Bill Type 2
    Article 110Article 117(1)Article 117(3)
    Matters in 110(1)Matters in 110(1) + other mattersOther matters + withdrawal from CFI
    RS limited pwr max 14d delay & recommend changesRS pwr same as LSRS pwr same as LS
    Prez initial recommendationPrez initial recommendationPrez assent for 2nd reading in both houses

    Money Bill Issues

    • 110(3): decision if bill is money bill not necessary
      • only needs to certify at time of transmitting bill to RS
    • often govt accused of introducing ordinary bills as money bills to escape RS scrutiny
    • RS role revisory body; role gets defeated
    • neutrality of speaker under debate
    • Necessary to evolve obj & independent process to arrive at correct decision
      • British system: decision by committee incl. opposition members
    • Aadhar Case: Courts may check if speaker acted in arbitrary manner
    Link to original

    Fiscal Federalism

    Summary

    Distribution of fiscal powers between the union and the states in such a manner so that both of them can function autonomously/independently on matters under their jurisdiction in an effective manner.

    Principles

    • Existence of resource responsibility parity. 
    • Elasticity of resources. 
    • Independence and autonomy to spend the money as per one’s priority. 
    • Vertical and horizontal parity to address the inequitable distribution of resources. 
    • Aspects of accountability to ensure efficient and proper utilization of funds.

    Concerns

    • grants often come with a number of unreasonable conditions
    • A large portion of Vertical transfers are made through this route therefore sidelining the role of finance commission
    • States often complain that they are required to match the proportion of grants but do not have the liberty to decide the priorities. 
    • Grants made under this route are not released on a timely basis therefore delaying the execution of various initiatives by the states. 
    • Often these grants are one-time in nature and recurring expenditure has to be made by the states.
    Link to original

    Government Accounts

    Consolidated Fund of India (CFI)

    • All revenues (taxes, receipts) from Railway, post office, PSU etc are credited to CFI. All loans, Treasury Bills also credited.
    • Most expenditures for conduct of business are debited from this fund.
    • Parl must authorize.

    Contingency Fund of India

    • at disposal of President
    • money used to provide immediate relief to victims of natural calamity and to implement new policy decision takes by govt
    • money spent is recouped with CFI to ensure Contingency Fund stays intact
    • corpus: 30,000cr (500cr until 2020-2021)
      • effect of Covid 🦠

    Public Account of India

    • all money other than which goes to CFI
    • sale of certificates, GPF, PPF, Security deposits etc
    • Govt acting as Trustee and refunds money after completion of event
    Link to original
    (from economics)

    Judiciary

    Judiciary and Independence

    • independent and integrated judiciary
    • independent: no interference of legis or exec
      • no fear of favour in minds of judiciary
      • fn of judiciary should not be restrained by other organs of constitution

    N N Palkivala

    Role of judiciary must be of an alarm clock, not a time keeper.

    How is independence ensured?

    • appt made in consultation w/ judiciary
    • Article 124(4): removal of judges by Special Majority of houses
    • Article 125(2): salaries, allowances cannot be decreased
    • Article 146(3): salaries, allowance of judges of SC/HC are charged on CFI
    • Article 121, 211: no discussion on their conduct in parl
    • SC can make its own business conduct rules
    • power to punish for contempt
    • Article 124(7): ban on practice after retirement for judges of SC
    • freedom to appt its staff

    Threats to independent judiciary

    • appt of retired judges to constitutional posts
      • eg. ex judge becoming governor or RS member
    • delays in appts recommended by collegium
    • excessive discretionary powers with CJI, compromising role of other judges in SC
    • opaque fn of collegium
    • over enthusiasm of judiciary to breach limits of constitution that has made them subject to public criticism

    Integrated Judiciary

    • no separate courts to entertain special cases depending on diff legislatures
    • decision of SC binding on all lower courts
    Link to original

    Contempt of Court

    Articles

    • 129: SC shall be Court of Record & pwr of such a court incl the pwr to punish for contempt of itself.
    • 215: same, but for HC
    • phrase court of record is used in Constitution

    Why?

    • prevent unfair criticism
    • prevent erosion of judicial legitimacy
    • safeguard public respect (Indians have high views of judiciary)

    Safe when

    • fair criticism
    • innocent publication / distribution
    • if court convinced that expression truthful, public interest

    Criticism

    • judiciary accused of misusing
      • to protect rep of individual judges
    • if ppl can criticize legis/exec, then why not judiciary?
    • pwr often used against influential folks
      • Prashant Bhushan
      • Kunal Kamra
    • Colonial system
    • Violative of principles of natural justice
    Link to original

    Public Interest Litigation

    Benefits

    • democratized justice for common man, deepened access to judiciary
    • justice more affordable
      • Husainara Khatoon v State of Bihar: helped uncovering plights of undertrial prisoners
    • effective enforcement of Fundamental Rights
    • check on exercise of powers by other organs of state

    Concerns

    • judicial overreach
    • violation of separation of power (DPSP 50)
    • often PIL have ulterior motives
    • inc workload on judiciary

    Way ahead

    • extra attention to scrutiny at early stage (hence save time by not entertaining baseless PIL)
      • dubious/ frivolous PIL be rejected by court with exemplary cost
    • court should restrain itself on entering domain of other organs on pretext of PIL (sep of power)
    • exec/legis should have grievance redressal mechanism (so judiciary burden less)
      • citizens trust judiciary more; exec/legis must strive to build better rapport and trust among citizens
    • Judges shouldn’t be over enthusiast in giving dirn to exec due to populist reasons
    Link to original

    Supreme Court

    Article 124(1)

    • Supreme Court Judges Act

    Qualification to be SC Judge

    Tenure & Service Conditions

    • no fixed tenure
    • retirement at 65 yrs
      • argument that: retirement age be inc as judges have limited time to apply expertise
      • compromises independence of judiciary due to lure of post retirement positions
    • may resign by handing resignation to president
    • can be removed upon resolution made by resolution by Parliament
    • oath administered by President or person appt. by Prez

    Appointment

    • Article 124(2)
    • appt by President under his hand and seal in consultation with CJI and judges of SC and HC
    Link to original

    High Court

    Qualifications

    Tenure & Service Conditions

    • no tenure
    • retirement at 62 yr
    • resignation to President
    • can be removed by removal resolution
    • oath administered by Governor or person appt. by Governor

    Appointment

    • appt of HC judge made by President in consultation with CJI, Chief Justice of HC, Governor of State and other judges of SC
    • originally, appt was supposed to be made by President

    Appointment in subordinate courts (NOT high court)

    Link to original

    Appointment of CJI

    • Seniority Principle followed
    • worked well till 1973
      • but then politicization of judiciary started
    • Issues
      • short and insignificant tenure
      • Rotating Door Syndrome
        • person comes and retires very soon
    • post ADM Jabalpur Case and appt of Justice MH Beg as CJI, this convention restored
    Link to original

    Removal of Judges

    • Article 124(4): broad principles of removal
    • Article 124(5): detailed provisions
      • Parliament passed Judges Enquiry Act 1968
      • both SC & HC judge can be removed thru this procedure

    Grounds for removal

    • Proven misbehaviour or incapacity
      • neither term has been defined in constitution
      • proven misbehaviour commonly refers to act of gross violation of constitution or such an act that is unbecoming of judge of the SC or HC
      • incapacity may be due to phy/mental incapacity

    Procedure

    • acc to Judges Enquiry Act 1968
    • motion of removal address to the President may be moved in either house of parl
    • motion to be signed by atleast 100 members of Lok Sabha and 50 members of Rajya Sabha and delivered to Presiding Officer
      • PO may reject the motion 🤪
    • if accepted by PO, investigation committee shall be formed that shall enquire charges against the said judge
    • Committee shall comprise of 3 judges
      • judge of SC
      • 2 chief justice of high court
    • such appt is made by presiding officer of house
    • if committee finds judge guilty, the motion, along with report of committee shall be taken up for consideration by that house of parliament
    • judge may appear to defend his position
    • if house passes resolution thru Special Majority it will be sent to second house, which must also pass with spl majority
    • finally presented to President who should also pass order in same session

    Issues with removal procedure of judges

    refer: Removal of Judges

    • judges susceptible to political process of voting which may or may not impeach judges despite a 3 member committee holding him guilty
    • entire process concerns concerns of a possibility of harming judicial independence
    • terms “misbehaviour” and “incapacity” not defined
    • process too elaborate and cumbersome
    • process hasn’t been able ho hold judiciary accountable
    Link to original

    The Judges' Cases

    SP Gupta v UoI 1981 (1st Judges’ Case)

    • apex court held that President should carry out effective consultation w/ CJI and judiciary
    • if complete disagreement b/w the two
      • views of exec given primacy over judiciary
    • court stated that effective consultation cannot be reduced to a procedural formality
    • would be effective only if government gives enough weightage to use of CJI and should provide cogent reasons for not accepting his recommendations
    • post this judgement, several allegations raised over politicization of judiciary
    • 101st Law Commission Report also raised concerns over appt. procedure to the higher judiciary.

    Second Judges’ Case 1993

    • there should be concurrence of views, not mere consultation
    • when CJI gives suggestions to President regarding SC judge appt, he must consult 2 senior SC judges
      • i.e. birth of collegium system
      • the opinion will be binding
    • senior most judge should be CJI

    Third Judges’ Case 1998

    Link to original

    Collegium System

    • from the Third Judges’ Case 1998
    • consists of
      • CJI
      • 4 other SC judges
    • Consensus based approach has to be followed
    • entire process should be performed in writing and if due procedure not followed, opinion shall not be binding on the President
    • in case of appt or transfer of HC judges, CJI must consult:
      • 2 most senior judges of SC
      • CJ of concerned HC
      • any judge(s) of the SC familiar with functioning of that HC
    • in case of transfer of judges, must consult CJ of the two HC
    • in case of appt. of judges to SC, if any 2 judges disagree on a name, then collegium must drop that name
    • even a 5+1 collegium bench can be formed in case the next CJI is not part of the 4 seniormost judges of SC

    Issues with the collegium system

    • no transparency
      • allegations of nepotism, favoritism
    • role of exec compromised & diluted
      • balance disturbed
    • India only country where judges appt themselves
      • checks and balances missing
    • tends to favour particular sections of society
      • not representative
      • no ppl from marginalized sections
      • only 11 female judges out of 230+ SC judges
    • tend to threaten justice delivery mechanism
      • inordinate delays on appt. of HC judges
      • depleting numbers in higher judiciary
      • can be attributed to lack of secretariat to help collegium in its functioning
      • eg. out of sanctioned 1098 strength in 25 HC, only 645 are filled
    • Justice JS Verma (principal author in Second Judges’ Case 1993): collegium system has been a failure
      • despite primacy of exec, some of the finest judges appted in first 4 decades
      • in last 3 decades, appt thru collegium have often turned out to be erroneous
    • some critics argues that collegium system amounts to rewriting of constitution
    Link to original

    National Judicial Appointment Commission

    • introduced via 99th CAA
    • appt of judges to be done via NJAC
      • CJI
      • 2 seniormost judges
      • union law minister
      • 2 eminent persons recommended by a committee that consists of
    • challenged in 4th Judges’ Case 2015

    SC struck down provisions of 99th CAA

    • principle of judicial independence will be compromised as judiciary won’t enjoy primacy
      • any two members could block an appt by making contrary vote
    • presence of law minister improper as usually law ministers have been practicing advocates and government is largest litigant in court
    • violates principle of SoP and creates a conflict of interest in functioning of judiciary
    • criteria for selection of eminent persons vague, subjective and prone to misuse
    • Justice Chelmeshwar: judicial primacy neither guarantees judicial independence nor is it part of basic structure of constitution.

    Way Ahead

    • parl may consider introducing another bill while providing primacy to judiciary in NJAC
    • till the time NJAC is adopted, judiciary must focus on bringing diversity in fn of collegium
    • parl must consider enacting a law to ensure judicial accountability & transparency
      • can be based on Judicial Standards and Accountability Bill 2012
    • acc to former president of SC Bar Association, the collegium system has created a system of Imperium in Imeprio (empire within empire). There is need to bring checks and balances in fn of collegium
    • collegium must have independent secretariat to help in its fn
      • work of judges already overburdened
    • take inspiration from British practice of judicial appt of judges since 2005. Eligible candidates submit their applications for appointments disclosing their relationships w/ sitting and retired judges of SC. Appts are made by a Judicial Appointment Commission.
    • exec & judiciary should hold detailed consultations w/ each other acc to memorandum of procedure evolved
      • after 4th Judges’ Case, the exec & judiciary tried to revise the MoP to inc the involvement in appt and transfer of judges
      • even tho MoP evolved and agreed upon by both, it has not been brought into practice either due to shortage of time w/ collegium or deliberate delays by executive
    • any adverse report by the IB should be treated w/ caution and an enquiry committee should be formed to look into such reports
    Link to original

    All India Judicial Services

    Article 312

    • 42nd CAA paved way for setting up of AIJS
    • if RS approves thru a resolution, Parl can pass a law for seting up AIJS in country
    • recruitment would be conducted centrally UPSC and judicial officers shall be allocated to the respective states

    Benefits of AIJS

    • uniform standards of judicial service
    • will attract best talent to lower judiciary
    • UPSC has impeccable image which would help in reducing the politicization of lower judiciary
    • central recruitment will help in efficient manpower planning
    • 40% positions vacant in lower judiciary

    Challenges

    • states reluctant as it would reduce their powers
    • states raised concern wrt knowledge of local language, laws, customs etc
      • but IAS, IFS already study new culture, language, then why not AIJS?
    • states raised concerns over age & eligibility criteria that vary from one state to another
    Link to original

    Ad Hoc Judges

    • if lack of quorum of permanent judges to hold or continue session of SC, CJI may appoint an HC judge as an ad hoc judge of SC for temporary period
      • only after consultation of CJ of HC concerned
    • if workload high, at any time, CJI can request a retired judge of SC or retired judge of HC (who is duly qualified for appt as a judge of SC), to act as a judge of SC for temporary period
    • ad hoc appt to HC is made by President in consultation w/ collegium
    Link to original

    Jurisdiction of Supreme Court

    Notes

    Criminal Appellate court

    • if HC on appeal has reversed order of acquittal of an accused person and sentenced him to death or life imprisonment ( 10yr).
    • if HC has withdrawn for trial a case from lower court and sentenced the accused to death or sentenced to imprisonment for life or period 10yr

    Issues with Special Leave Petition Powers

    • turned SC into primarily court of appeal, diverting attention from constitutional matters
    • acceptance rate of SLP too high (14%)
      • reduced sanctity of lower courts
    • no standard guidelines for accepting or rejecting SLP
      • largely dependent of face value of advocates

    SC is a Court of Record

    refer: Court of Record

    Link to original
    (important)

    Jurisdiction of High Court

    Notes

    Supervisory Jurisdiction

    • revisional jurisdiction
      • intervene in cases of gross injustice
      • abuses of jurisdiction
      • violation of PNJ
    • if lower court or tribunal exercised power arbitrarily
    • can make rules to regulate fn of subordinate courts
      • can use contempt powers to ensure free and fair functioning
    • they control matters for judges in subordinate courts like
      • posting
      • promotion
      • granting of leave
    • if HC satisfied a case pending in subordinate court involves a substantial question of law, the HC may withdraw case from lower court and entertain that case itself
    Link to original

    Subordinate Courts

    • all courts below the HC are referred to as subordinate courts
    • organized in a manner that they can entertain civil or criminal matters only
    • arrangement for lower court varies from state to state
    Link to original
    (not really necessary)

    Judicial Pendency

    Status

    • at present ~5cr cases pending in courts
    • estimated time for case to be finally disposed off by the SC since time of institution = 14 years
    • acc to former SC judge: will take 230yrs to clear entire backlog of cases in indian judiciary

    Impact of Judicial Pendency

    Justice delayed is justice denied.

    • denial of justice
      • impacts specifically the poor strata of society
    • deterrent effect of law suffers
    • credibility of rule of law suffers
      • people often resort to extra judicial measures to settle their score
    • belief of common man in judicial system suffers

    Reasons for judicial pendency

    Notes

    • shortage of judges
      • in india, 9 judges per million people
      • China: 300 / million people
      • US: 150 / million people
    • Archaic procedural laws
      • eg. Evidence Act

    Potential Solutions

    • introduction of All India Judicial Services
      • improve intake of judges in lower judiciary
    • imp reforms in procedural laws (CrPC, IPC)
    • adopt time bound approach to dispose cases
    • Alternate Dispute Resolution mechanism must be encouraged
    • massively investing in infra of lower courts
      • tech for better case mgmt
    • regional SC benches for appellate cases
      • constitutional bench in delhi should entertain cases relating to FR or Constitution
    • effective implementation of National Litigation Policy to turn govt into responsible litigant
    • rigorous judicial impact assessment to estimate new litigation and recruit judges accordingly

    Advantages of National Court of Appeal

    • improve accessibility of justice to people in far flung areas
    • make justice more affordable to poor & marginalized
    • relieve constitutional seat from appellate work
      • they can focus on laying down laws for lower courts

    Concern with NCA

    • costly affair
      • huge drain on resources of country
    • SC is apprehensive as it may compromise quality of judgement due to lack of uniformity by appellate courts
    • present strength of SC not enough to deal with workload that would be created due to setting up of NCA
    Link to original

    Judicial Accountability

    Link to original
    (todo)

    Tribunals

    Notes

    Issues with Tribunals

    • tribunals taken away maters from regular courts
      • reduces imptance of regular courts
    • members of tribunals appted by govt, which is larges litigant
      • compromising PNJ
    • caseload on judiciary still unresolved
    • high pendency even in tribunals
      • 2018: Income Tax tribunal: 91K cases pending
      • 2021: CG industrial Tribunal: 7.3K cases pending
    • shortage of staff
    • many non judicial members
    • interference from parent ministries
    • short tenure of tribunal members

    Way Ahead

    • tribunals must be independent in reality must be provided with requisite autonomy and made independent of respective ministry
    • govt should take immediate steps to set up an independent National Tribunals Commission to take over the administration and appts of tribunals
    • tribunals must have benches in diff parts of the country to improve accessibility for citizens
    • judicial impact assessment helpful to determine extra resources required to handle fresh cases resulting from enactment of a new law

    Sampath Kr v UoI

    • constitutionally valid for parl to create alternative to HC with jurisdiction over certain matters
      • these alternatives must have same efficacy as HC
    • appts to be made by either
      • Central govt w/ CJI consultation
      • high powered committee headed by CJI

    L Chandra Kr v UoI

    • tribunals will act as court of first instance in respect of areas of law for which they have been formed
    • majority (not all) members of tribunal must have judicial background

    Madras Bar Association Case 2014

    • tribunals be made independent of parent ministries
    • tribunals not to be provided support in administrative & financial matters
    • govt should set up independent mechanism for independent control of tribunals
      • until such time, control under Ministry of Law & Justice

    Madras Bar Association Case 2014

    • SC again asked govt to set up separate National Tribunal Commission w/ 5yr term for members
    • independence of tribunals must be maintained at all costs

    class handout: Tribunals Handout.pdf

    Link to original

    Alternate Dispute Resolution

    • resolving disputes outside court in a non adversarial manner
    • both parties work together cooperatively to reach best resolution

    Most content below is already covered in above diagram.

    Arbitration

    • disputes submitted to independent body - arbitrator
    • arbitrator gives final award
    • quasi judicial process
    • binding award, cannot be challenged in courts unless exceptional circumstances
    • not governed by archaic procedures, but rather by PNJ and Arbitration and Conciliation Act 1996
    • personal appearance of parties not always required

    Mediation

    • neutral party (mediator) helps disputing parties resolve disputes by giving suggestions, facilitating free flow of ideas and establishing channel of communication
    • reach mutually agreeable settlement
    • usually considered during divorce and family matters
    • not a binding process unless both parties sign mediation settlement agreement
    • no standalone legislation to regulate mediation
    • lack of standardization

    Steps by Govt to promote mediation

    • NALSA has allotted grants to Mediation and Conciliation Project Committee to support mediation activities incl training
    • awareness campaigns
    • Legal Services Authority and court annexed mediation centres actively involved in getting disputes settled thru mediation
    • Parliament enacted Mediation Act 2023 to enact standalone law on mediation

    Conciliation

    • resolution reached by compromise or voluntary agreement
    • less formal than arbitration and parties are free to accept or reject recommendation made by conciliator
      • if accepted, then decision cannot be challenged in court unless exceptional circumstances
    • Arbitration and Conciliation Act 1996

    Advantages

    • quicker disposal of cases
    • economical
    • confidential
      • no adverse damage to reputation of involved parties
    • parties in control of proceeding and can communicate
    • no payment of court fees and can choose to not avail services of lawyer

    Limitations

    • not always result in resolution of disputes
      • wastage of time & resources
    • ADR can be more expensive since arbitrators charge hefty fee
    • decisions agreed to by both parties cannot be challenged in courts unless exceptional circumstances
    • possibility of delivering injustice due to informal nature
    • precedence set by ADR cannot be used in future
      • thus highly inefficient mechanism
    • lack of awareness among general public abt benefits of such amicable conflict resolutions
    • Legal Services Authority Act
    • Civil Procedure Code
    • Commercial Courts Act 2015
    • Companies Act 2013
    • Arbitration and Conciliation Act 1996
    Link to original

    Gram Nyayalaya

    Notes

    Performance of Lok Adalats

    • helped fulfilling objectives under Article 39A
    • successful in disposing large number of petty cases
      • 2016-2020: almost 52L cases disposed
    • State Legal Services Authority have been regularly organizing Lok Adalats to relieve burden on regular courts
    • SC alto taken initiative of National Lok Adalats on specific days in a year to dispose large number of cases

    Most content below already covered in diagram.

    Limitations

    • target to set up 5K GN, but only few hundred set up till now
    • lack of financial assistance from Centre to States
    • most states already facing shortage of judicial officers, as a result, not enough personnel can be deployed in GN

    Lok Adalat

    • set up by centre, state or district auth from time to time where cases petty in nature
      • both civil & criminal
    • PNJ
    • final and binding judgement
    • competent only for offences of compounding in nature
    • set up on periodic basis to resolve cases in large numbers

    Permanent Adalat

    • The Permanent Adalats were added under Section 22 B of The Legal Services Authorities Act, 1987.
    • Supposed to take up cases related to Electricity bill disputes, etc. 
    • They are statutory bodies. 
    • To set up Permanent Adalats, the Legal Services Authority Act was amended in 2002.
    Link to original
    (imp for prelims)

    Court and Religion

    Should they interfere?

    • no expertise
    • inconsistency
      • at times see religious texts
      • at times see whether practice existed it at time of inception of religion

    Constitutional Morality

    • steadfast adherence to values of constitution & going beyond literal text to interpret true meaning

    Test of essentiality

    • Shirur Mutt Case 1954
    • essential rel prac can’t be destroyed
    • Triple Talaq not essential for eg.
    • Sati also not necessary
    Link to original

    Judicial Activism

    • originates from USA
      • coined by historian Arthur Schlesinger, Jr. in 1947
    • proactive role of the Judiciary in protecting the rights of citizens

    Criticism

    • violates ==Article 50==: Separation of powers
    • impinges on Parliament right given as per people’s mandate
      • potential threat to democracy
      • judges are NOT elected officials
    • fear of judicial overreach
      • potential for judicial bias
    • can lead to policy uncertainty
    • non expertise of judges in certain matters
    • leads to 3rd chamber of legislature

    Benefits

    • needed when exec & legis fail to act in public interest
    • upholds public interest, rights of minorities, vulnerable groups
    • novel interpretations of laws to address contemporary challenges
    • guards against executive excesses
    Link to original

    Local Self Government

    Local Self Government

    • 1952: Community Development Plan, to bring rural development
      • led by District Administration

    Important Notes

    Duration

    • normal: 5yr
    • new election before end of tenure
    • if dissolved, election must be completed within 6 months
      • if remainder period 6mo, new panchayat tenure will be remainder of existing panchayat
      • if 6mo, then full 5yr tenure

    State Finance Commission

    • Article 243I
    • for 5yrs by Governor of state
    • taxes, etc collected by state may be distributed to panchayat
    • report of State Finance Commission along with Action Taken Report of govt has to be tabled in State Legislature

    Exceptions to application

    Panchayati Raj Provisions won’t apply to

    • Schedule V areas
    • Schedule VI areas
    • Nagaland, Mizoram, Meghalaya
    • Parts of Manipur
    • District level panchayat of Darjeeling
    • Reservation for SC not in Arunachal Pradesh

    Panchayat (Extension to Scheduled Areas) Act 1996: provisions related to panchayats in a modified manner have been extended to scheduled areas.

    Link to original

    Issues in 73rd CAA

    Link to original

    Issues with functioning of PRI

    • domination of PRI by buraucracy
      • DRDA deprived PRI of their core functions such as poverty alleviation and employment generation
      • several govt registered societies have sprung up to implement govt schemes and have by passed PRI in the country
      • CG have launched schemes that bypass mandate of PRI
      • PRI service isn’t a service in real terms but are merely on deputation and thus owe their loyalty to department
      • frequent transfers
    • lack of participation
      • gram sabha meetings not regularly held
      • no specific agenda to meeting lot of time
      • people’s participation limited to receiving benefits
    • lack of training
      • no efforts to motivate, guide & train rural people
      • lack direction and expertise
    • lack of adequate resources
      • mainly dependent on states for funds
      • PRI also shows reluctance in garnering their own resources
    • corruption
    • hostility from higher level leaders
      • MLA, MP look at PRI as threat to their existence
    • traditional structures in society
      • traditional elites have not allowed sharing powers with marginalized and masses
    Link to original

    Financing problems in local bodies

    • taxes devolved to PRI are inelastic in nature
    • reluctance on part of PRI to impose taxes
    • PRI generate only 5% of their finances through own sources and are highly dependent on state for their functioning
    • possess limited borrowing powers
    • states reluctant to implement recommendation of the SFC

    States like Kerala, AP, Karnataka have done well when it comes to finances and thus the PRI are more autonomous and function in a more effective manner.

    Recommendations

    • broadening and deepening of revenue base for PRI
    • state govt should release timely funds to the PRI and should be released in two installments
    • center also needs to financially incentivize states to encourage effective devolution to panchayats in functions, finances and functionaries
    Link to original

    Issues with State Finance Commissions

    • states have not constituted the SFC in a timely manner
      • only 13 states have constituted their fifth SFC till date
      • since PRI came over 30 years back, atleast 6 SFC should have been constituted
    • unreasonable time assigned to SFC by state govt to submit reports
      • yet SFC have taken lot of time to submit their report
    • state govts have taken considerable time in tabling the action taken report in state legislature
    • not a permanent body, no permanent office space
      • delays in appointment of chairpersons, members, reconstitution of SFC and due to local/state body elections
      • need to look for office space, recruit staff, arrange infra every time its constituted
    • working of SFC delayed by non availability of data relating to local governments
    • composition of divisible pool varies considerably across SFC
      • thus making cross state comparisons difficult
    Link to original

    2nd ARC Recommendations on PRI

    • make devolution of functions mandatory in Article 243G
    • local legislators shouldn’t be made members of PRI
    • set up LC in all states to provide for representation to members of PRI
    • SEC should be appt through a committee consisting of LoP
    • SFC report and ATR to be submitted in 6months
    • abolish MPLADS and MLALADS scheme
    • parastatal bodies to be shut down
    • PRI should have right to recruit their own personnel and regulate their conditions of service

    Karnatka success

    Karnataka has created a separate bureaucratic cadre for Panchayats to get away from the practice of deputation of officials who often overpowered the elected representatives. Such practices need to be replicated in other states for strengthening the true character of local self-governance

    Link to original

    Impact of 73rd CAA on Women

    • large number of women politically & socially empowered
    • democracy to women
    • articulate and conscious of their power
    • participation of women in gram sabha inc
    • concept of panchayat pati showing declining trend
    • used authority to address issues like education, water availability, family planning, health, hygiene, village development
    • better crime reporting by women

    Challenges faced by women

    • overburdened by family responsibilities and thus not able to perform duties efficiently
    • feel inhibited to speak especially when in large male dominated assemblies
      • get very little respect or attention
    • women invited only to complete the quorum
    • officials pay heed to upper class women in preference to the poorer ones
    • lack of literacy has limited participation
    • problems due to rotation every 5 yrs
    • threatened by increasing number of criminals in politics
    • rarely nominated to unreserved seats
    • male family members, leaders from caste groups come in the way of affairs of panchayat led by women
    Link to original

    Municipalities

    • every municipal area shall be divided into territorial constituencies termed wards
    • electorate in a ward would choose their representative through direct elections who would be termed ward member
    • municipalities of large populations Municipal Corporation
    • municipalities of small urban areas Municipal Council
    • area in transition from rural to urban Nagar Panchayat

    Designation of area based on following factors

    • population of area
    • density of population
    • revenue generated for local administration
    • percentage of population in non agricultural activities
    • economic importance or such other factors as state govt may deem fit, specifically by public notification for this part

    Other Municipal Bodies

    Cantonment Board

    • Cantonment Act 2006
    • elected and nominated members
    • 5 yr term
    • read head CEO (IDES officer)
    • commander of military stations is ex officio president of the board

    Industrial Towns

    • state govt may form a town area committee to provide municipal services in such areas

    Fast Developing Urban Areas

    • state govt may notify setting up of a notified area committee
    • completely nominated body to provide municipal services in area

    Ward Committee

    • Article 243S: ward committee shall be constituted for one or more wards for any municipality having population 3L
    • composition, manner of election, functions of ward committee determined by State legis
    • chairperson
      • ward member, if committee represents one ward
      • if 2 wards, chairperson one of the members chosen by members of committee

    Composition

    Article 243R: every municipal body shall consist of

    1. directly elected ward members
    2. other members to be determined as per law of state legis
      • persons having spl. knowledge & experience in municipal administration
        • no right to vote in proceedings
      • MP, MLA, MLC
        • Chairperson of Ward Committee

    Chairperson

    mode of choosing chairperson of municipal body determined by state legis. 2 models in India.

    • Bombay Model
      • chairperson indirectly elected (Mayor).
      • Ceremonial position; real power lies with a senior bureaucrat.
      • Standing Committees give inputs or advice to Municipal Commissioner.
      • Members of this committee are chosen by elected members of municipal body among themselves.
    • Howrah Model
      • followed in most urbanized cities of the world eg. Melbourne, Tokyo etc.

    todo handout

    Link to original

    Issues with Urban Local Bodies

    • financial paucity
      • taxes not sufficient
      • 0.6% revenue generated by municipal bodies in india, compared to 0.6% in developing and 2.1% in developed nations
    • corruption
      • underpaid staff, resorting to corruption
    • excessive state control
      • state govt have power to supersede and dissolve municipal bodies
      • state govt have powers like approval of municipal budget
      • more control exercised via accounting, audit systems
    • limited devolution of functions
      • states slow in transferring fn listed in 12th Schedule to ULB
    • unplanned urbanization
      • failed to cope with inc needs of population
      • situation worsening because of rural influx in towns, cities thus converting them into ghettos
    • multiplicity of agencies
      • works not well allocated among different agencies
      • diffused accountability
      • eg. Jal Boards, developmental authority
    • headed by bureaucrats
      • not accountable
      • dilute importance of elected members
    • dilution of efforts
      • multiple layers of planning, administration, resource allocation end up in sub-optimal results
    • substandard personnel & shortage
      • lack of professional services
    • land tilting in urban areas
      • 90% land titles in india are unclear
      • leads to loss of 1.3% in GDP
    • limited capital expenditure
      • thus, administrative expenses, financial charges are rising, but capital expenditure minimal
    • low people participation
      • very low voter turout
    • ecological challenges
      • due to population growth
      • rise of industries
      • leading to ecological degradation (water, air, land)
    Link to original

    Recommendations to improve ULB functioning

    • set up 2nd National Commission on Urbanization
      • last set up in 1985
    • ULB should be made more accountable to citizens
      • transparency measures
      • open data initiatives
      • citizen engagement platforms
    • direct election of mayors (like developed countries)
    • Municipal Commissioners be appted by state govt in consultation w/ mayor
    • involvement of citizens through RWA and other similar bodies
    • local govt in urban areas should cooperate with other govt levels as well as with civil society and pvt sector to effectively address challenges facing their communities
    Link to original

    2nd ARC Recommendations on finances of ULB

    Link to original

    Issues with property tax

    • few states have not delegated
    • if done, not clearly defined through rules
    • inadequacy of databases with municipalities
    • no frequent revision of property tax
    • several exemptions under the law
    • lack of political will due to populist reasons
    • rampant corruption in the municipal bodies
    Link to original

    Case Studies for ULB

    1. Ahemdabad Municipal Corporation: implemented AJL, a PPP for bus rapid transit corridors.
    2. Pune Municipal Corporation: recognized for waste mgmt practices, incl. door to door waste collection & waste segregation.
    3. Surat Municipal Corporation: implemented tech for infrastructure projects, a centralized control room, pedestrian friendly streets and public parks
    Link to original
    (quote in exam)

    Data related to Urban Governance

    • by 2025, 40% population in urban areas
    • by 2050, India expected to become urbanized nation
    • cities are engines of growth
      • contribute 65% to GDP
    • urban governance refers to management of cities and administration to ensure that people get access to civic services
    • challenges
      • planing
      • deterioration of environment
      • mgmt of municipal waste
    • NITI Aayog: urban centres need over $40 trillion investment to improve urban infra
    Link to original
    (copy paste in exam)

    District Planning Committee

    • Article 243 ZD
    • DPC to be constituted to consolidate plans prepared by Panchayats and Municipalities
    • state legis shall make provisions concerning
      • composition of such committees
      • manner of election of members
      • manner of election of chairperson
      • functions
    • representative of member should be in proportion to the population of panchayats and municipalities in such districts
    • 4/5 members must be elected by and from amongst elected members of Panchayat and Municipal in the district in proportion to the ration b/ww population of rural & urban areas in district resp.
    • similar for metropolitan committee, except that bar is at 2/3 members
    Link to original

    Problems with functioning of grassroot planning bodies

    • lack of technical experts due to 4/5 and 2/3 clauses in DPC and MPC
    • often, ministers appt as chairpersons of these committees
      • thus sidelining role of elected representatives
    • several states have shown undue delay in setting up DPC
    • many states these bodies defunct and exist only on paper
    • committee faced severe shortage of funds in absence of which planning is merely hollow exercise
    • several such bodies have not given adequate importance to rural urban integration in the preparation of plans
    Link to original

    Scheduled Areas

    Scheduled Areas

    Scheduled areas under Schedule VI are called autonomous regions. Restricted to states of Assam, Mizoram, Meghalaya, and Tripura.

    • Inclusion or exclusion of areas from Schedule VI is done as per law of Parliament amending Schedule VI.
    • Administration of areas dominated by tribals in other parts of country is carried out as per provisions of Schedule V.
      • decision to declare area under Schedule V lies with President
    • amending Schedule V or VI is NOT amendment under Article 368

    see also:

    Link to original

    Criteria for declaration as a Scheduled Area

    • Dhebar Commission 1960 laid criteria to declare area under Schedule V
      • preponderance of tribal population 50%
      • compactness & reasonable size of area
      • underdeveloped area
      • marked disparity in economic standard of people compared to neighboring areas
    • later, a viable administrative entity eg district, block or taluk has also been identified as an imp addl. criterion
    Link to original

    Provisions under Fifth Schedule

    States having Schedule V areas or otherwise, the Governor by notification may set up a tribal advisory council.

    Tribal Advisory Council

    • provide inputs to governor in exercise of his powers wrt such areas
    • advise governor on welfare measures to be taken for tribes in the state
    • max 20 members

    Powers of governor towards administration under fifth schedule areas

    • functioning, tenure, conditions for service for TAC determined by governor
    • can make regulations for peace & good governance of these areas
    • power to make regulations for specific purposes
      • prohibit transfer of land by or among members of ST in such areas
      • regulate allotment of land to members of ST in such areas
      • regulate business of money lending in such areas
    • notify that law of Parliament or state State Legislature may not apply or apply with modifications
      • such regulation must be approved by the President
    • submit report to President annually or otherwise, concerning the administration of these areas
    • take TAC advice on such matters
    Link to original

    Issues associated with administration of Fifth Schedule areas

    • in most states, Tribal Advisory Council not been constituted or rules for their functioning not made
    • governors failed to utilize powers to make regulations
      • exploitation of tribals
      • defeating purpose of fifth schedule
    • office of governor reduced to mere annual report writing institution to President rather than guardian of tribal interests
    • ambiguity about discretionary powers of governor
    • governors failed to submit performance reports to president regularly
      • diminishes accountability of governor
    • parallel legislations (eg. PESA 1996, Forest Rights Act) results in chaos and confusion
    • at times regulations governing functions of TAC are framed by state govt rather than governor
      • political parties in power take over these bodies

    Way Ahead

    • allocate sufficient resources to local bodies for
      • infra
      • health
      • edu
      • other basic amenities
    • implement provision of training and edu for ST community members at the earliest to enable them to participate effectively in decision making process
    • promote tribal self governance
      • devolve powers to local tribal council
      • empower them to made decision
    • change in attitude of union & state government & their perception towards welfare of scheduled areas
    Link to original

    Sixth Schedule Areas

    Administration of Schedule VI has been made the responsibility of Autonomous District Council (ADC) and Autonomous Regional Council (ARC).

    • These bodies shall not consist of 30 members
      • at max 4 may be nominated
      • rest be elected (adult suffrage)

    see also:

    Link to original

    Powers of Autonomous District Councils

    • laws must receive assent of Governor
    • administrative powers incl. setting up schools w/ prior approval of governor
    • collect revenue, levy/collect taxes for animals, vehicles
    • grant licence or lease for extraction of minerals within their jurisdiction
    • set up village councils to decide disputes b/w tribals
      • no power to decide cases involving offences punishable by death or imprisonment 5 yr
    • district or regional fund has to be set up and all money received from royalty or licencing of mining must be added to it
    • laws of Parliament or State Legislature may not apply or apply with modification as mentioned in notification issues by governor or President
    Link to original

    Concerns and challenges with functioning of ADC and ARC

    • irregular elections to these bodies
    • funds
      • shortage
      • distributed on basis of population rather than backwardness
      • insufficient revenue powers
    • limited council size
      • smaller tribal groups don’t get adequate representation
    • large number of non-tribals also reside in these areas and feel left out
    • failure to get timely approvals for laws by council from Governor
    • accusations
      • corruption
      • fund misuse
      • lack of transparency & accountability

    Way Ahead 🚗

    • strengthen ADC by providing
      • adequate resources
      • administrative & financial powers
      • personnel
    • expand scope of sixth schedule to include more areas with significant tribal population
    • encourage community participation in decision making process along with awareness creation measures
    • conduct regular monitoring & evaluation of implementation of sixth schedule
    Link to original

    Union Territories

    Union Territories

    • not part of any state
      • due to historical, cultural, political reasons
    • until 1956: UT were called Part C States
    • States Reorganization Commission suggested that Part C states be made into centrally administered territories
    • administered by President through an administrator
    • Article 239: UT not part of central govt, but are distinct constitutional entities
    Link to original

    Role of Administrator

    • any instruction or directive issued by central govt or prez is binding on administration of UT
    • Governor of State may also be appted as administrator of a UT adjoining to the State
      • Article 239(2): governor in this capacity is to act independently of his state council of ministers
    • SC: administrator of UT is not a purely constitutional functionary
      • it is a delegate of President
      • position is different from that of state governor
    Link to original

    Pondicherry

    • Article 239A(1): Parliament empowered to create (by law) for Pondicherry a legislature (elected or partly nominated) and/or a Council of Ministers
    • Article 239A(2): such law is not deemed amendment of constitution under Article 368, even though the law does amend
    • administrator of pondicherry can promulgate ordinance when legis not in session or if he is satisfied that circumstances exist which render it necessary for him to take immediate action

    Ordinance making power of Administrator

    Similar to state govt except

    • administrator cannot promulgate ordinance w/o first seeking instructions from President in that behalf
    • he cannot promulgate any ordinance when legis is suspended or dissolved

    Governance

    • can make laws wrt State and Concurrent list
    • but Parl’s overall power to pass for UT on ANY subject is still preserved
    • if inconsistency, Parl law prevails
      • but if state law on concurrent subject has Prez assent, that prevails
    • administrator role similar to governor in matter of assent to bills
    • administrator not bound by aid & advice of CoM when acting in his discretion
    • if difference of opinion, matter referred to Prez
    • Article 239: in case of emergency, Prez can suspend operations of all or any provisions of the act and effectively administers the territory through the administrator
    Link to original

    Delhi

    • NCT
    • UT, not a full state
      • cuz felt that delhi must remain under control of Union govt
      • but delhi ppl should also enjoy some semblance of democracy
    • 69th CAA 1991: Delhi has special status, introduced Article 239AA
    • Article 239AA(1): Delhi is now called National Capital Territory of Delhi
    • Article 239AA(2):
      • administrator is designated as the Lt. Governor Delhi
      • has legislative assembly, elected directly by ppl under supervision of election commission
    • Article 239AA(3)(a): assembly can make laws wrt matters enumerated in State list or concurrent list barring certain entries therein
    • Article 239AA(3)(b): Parl retains concurrent legis powers
    • Article 239AA(3)(c): if repugnance b/w Parl law and LA of Delhi, former prevails to the extent of repugnancy
      • but law made by assembly can prevail if assented by Prez
      • but parl can still legislate thereafter wrt the same subject matter contrary to the delhi law

    Relationship b/w Council of Ministers and LG of Delhi

    • Article 239AA(4): CoM at head to aid & advise Lt. Governor except when he is required to act in his discretion by law
      • CoM size at max 10% of LA seats
        • i.e. max size of council = 7
      • if difference of opinion, matter referred to President & his decision binding
        • if in opinion of LG, the matter is urgent & needs immediate action, he can take such action as he deems necessary
    • CM appt by President and other ministers appt by prez on CM advice.
      • they hold office at pleasure of President and are collectively responsible to the Assembly
    • Lt. Gov of delhi has power to promulgate ordinances (similar to pondicherry)
    • Article 239AB: Prez can take over administration in case there is breakdown of constitutional machinery. The operation of 239AA may be suspended.

    2018 SC Judgement

    • Lt. gov bound to act on aid & advice of Council of Ministers of delhi except in respect of Land, Public Order and Police
    • no requirement of concurrence of Lt. Gov and he has no power to overrule decision of State govt.
    • However, Article 239AA(4) (proviso) says if difference of opinion on any matter, then its referred to president.
      • SC said “any matter” every matter
      • Prez is highest constitutional authority, his decision to be sought only on constitutionally important issues
    Link to original

    Comptroller & Auditor General of India

    Comptroller and Auditor General of India

    • independent authority
      • under Constitution of India
    • head of Indian audit & account dept
    • chief guardian of public purse
    • institution thru which accountability of govt & other public authorities to Parliament and State Legislature and through them to people is maintained

    DR. B.R. Ambedkar

    I am of the opinion that this dignitary or officer is probably the most important officer in the Constitution of India. He is the one man who is going to see that the expenses voted by Parliament are not exceeded or varied from what has been laid down by Parliament in the Appropriation Act.

    see also:

    Link to original

    India and UK CAG Comparison

    UKIndia
    perform comptroller functionsonly auditing functions
    money withdrawn out of consolidated fund should be approved beforehand by CAGCAG audits accounts after expenditure is committed i.e. ex post facto
    CAG member of House of CommonsCAG not member of Parliament
    Link to original

    Appointment and Removal of CAG

    • appt by President by warrant under his hand and seal
    • 6 yr tenure, upto 65 yr age (whichever earlier)
    • can resign anytime
      • resignation letter addressed to President
    • can be removed by president on same grounds and manner as judge of SC
      • i.e. resolution passed to that effect by both houses of parl with special majority on grounds of
        • proven misbehaviour
        • incapacity
    Link to original

    Independence of CAG

    • can be removed by President only with procedure mentioned in constitution, at par with SC judge
    • ineligible to hold any office under central or state govt once he resigns / retires as a CAG
    • salary & other service conditions cannot be varied to disadvantage after appt
    • administrative powers and conditions of service of persons serving in IAAS are prescribed by president only after consulting him
    • administrative expenses of office of CAG incl. all salaries, allowances and pensions are charged to Consolidated Fund of India (CFI)
      • i.e. not subject to vote
    Link to original

    Duties and Powers of CAG

    As per Article 149, CAG Act 1971 enacted by Parliament which describes the powers and duties.

    • audits receipts & expenditures from Consolidated Fund of India (CFI)
    • audits transactions related to Contingency Fund of India and public accounts
    • audits all govt companies and central PSU
    • audits all autonomous bodies and authorities receiving govt funds
    • audits accounts of any other authority at request of President
    • assesses net proceeds of taxes
    • acts as agent of parliament and conducts expenditure audit on their behalf
    • ensures accountability of exec to the legis in financial administration
    • checks on legality of funds shown in accounts and they have been disbursed properly for the specified purpose by specified body
      • also termed compliance audit
    Link to original

    Performance and Propriety Audit by CAG

    • conventionally performed only compliance audits
    • recent times, also doing performance and propriety audits

    Performance audit

    • CAG focuses on whether interventions, programs, institutions are performing in accordance with principles of economy, efficiency and effectiveness and whether there is room for improvement
    • CAG tries to examine whether social and economy objectives associated with intervention have been achieved or not and what improvements could have been made in the same

    Propriety audit

    • CAG examines propriety of executive actions
    • looks beyond formality of expenditure to highlight any case of losses and extravagant expenditure
    Link to original

    Significance of CAG Office

    • friend, philosopher and guide of PAC and provides them with necessary technical inputs to hold the executive accountable
    • recent past, CAG played imp role in unearthing some major scams
    • CAG looks at material in front of it to ascertain whether relevant factors taken into consideration to reach policy decision
    • ensures principles of constitution & law are compiled with executive agencies
    Link to original

    Issues in functioning of CAG Office

    • lack of independence in manner of appt
      • appt made by President w/ aid & advice of Council of Ministers
      • thus sole power to exec to appt person of their choice
      • against the intl. best practices prevalent across the world
    • CAG reports not binding on govt
      • thus no effect on wrongdoings of govt
      • ”watchdog that can only bark but not bite”
    • no eligibility criteria in constitution for CAG office
      • often IAS officers given preference over IAAS officers who have specific domain expertise
    • often not interested in audit of pvt companies involved in delivery of public services
      • thus with growing reliance on private companies in government projects and PPP, a major point of corruption is unchecked
    • over-burndened
      • needs to audit PPP
      • requires extra resources and personnel
      • CAG office is single membered body
    • effectiveness dependent on report of PAC
    • lack of debate in Parliament on CAG reports
    • criticized that CAG had the benefit of hindsight which is not available to policymakers
      • thus published overly critical reports
    Link to original

    CAG Office Reform Suggestions

    • findings of audits should be made known to media and public too
      • increased accountability of government via CAG
      • also more checks on work of CAG itself
    • criticism of overreach when audit widens its horizons shouldn’t be met with undercutting wings of auditors
      • rather, standards should be enforced
      • audits should be performed carefully
    • CAG has potential to be a forceful authority and should make full use of that potential for positive transformation
      • eg. TN Seshan transformed Election Commission using relevant constitutional and statutory provisions
      • N Vittal made CVC stronger than earlier
      • CAG appointees should also work to make the office stronger and effective
    • process of selection of CAG should be open, objective and credible
    • CAG be provided more personnel and resources to carry out audits of private entities involved with government programmesw
    Link to original

    Public Service Commissions

    Public Service Commissions Technicals

    • Complete Civil Services: Pt. 14, Article 308-323
    • UPSC: Article 315-323
    • largely drawn from GoI Act 1935
    • UPSC may perform functions of a state if Governor requests and Prez approves
    • Joint State Public Service Commission
    • no structure or composition of PSC are provided by constitution
    • no fixed number of members
      • decided by President in case of UPSC & JSPSC
      • in case of SPSC, members & chairperson appt by Governor

    Qualification

    • atleast 1/2 members should have held office for at least 10 years either uder GoI or under the Govt of a State

    Term

    • UPSC: 6yr or age of 65 (whichever earlier)
    • SPSC: 6yr or age of 62 (whichever earlier)

    Further appointment

    • SPSC Chairman: eligible to be appointed as chairman or member of UPSC upon conclusion of tenure. But eligibility for any other employment under GoI or State is not conferred.
    • UPSC Chairman: ineligible for further employment in GoI or State upon conclusion of term
    • UPSC member: eligible for appt as chairman of UPSC or SPSC but no other employment in GoI or State

    Removal of UPSC Member or Chairman

    • Prez has authority to remove chairman or any member of UPSC under certain circumstances (SC approval NOT req.)
      • Adjudged insolvent (bankrupt)
      • engages in paid employment outside the duties of office during term
      • deemed unfit to continue in office due to infirmity of mind or body (as per Prez opinion)
    • Removal in case of misbehaviour also possible
      • but matter must be referred to an SC inquiry
      • member suspended while inquiry
        • if UPSC, JSPSC: suspension order by President
        • if SPSC: suspension order by Governor
      • Article 317(4): “if person is interested in any agreement or contract w/ the govt” basis of misbehaviour
      • other interpretations of “misbehaviour” at discretion of Prez and approved by SC

    Removal of SPSC Member or Chairman

    Link to original

    Independence of UPSC and SPSC

    • conditions of service cannot be reduced to disadvantage after appt
    • salaries, allowances, pensions of chairman & members of UPSC/SPSC are charged expenditure on Consolidated Fund of India (CFI) or Consolidated Fund of State
    • bar on reappointment or any appt under govt post retirement
    • removal can be done only on specific grounds mentioned in constitutions
    Link to original

    Functions of PSC

    Article 320

    UPSC provides these functions for central services / all india services. SPSC provides these functions for state services.

    • examine appt to services of union & state
    • 2 or more states may request UPSC for framing & operating schemes of joint recruitment for any services for which candidates with special qualifications are needed
    • consulted in making promotions & transfers from one service to the other and general transfers as well
    • consulted on disciplinary action to be taken against members of services
    • for a claim by civil servant in case of the cost incurred for legal proceedings in respect of acts done in an official capacity
    • concerning award or pension in case of injury sustained by civil servant while on duty
    • PSC need not be consulted by govt wrt reservation provisions to be made under Article 16(4)
    • Annual Reports: commission shall present their annual reports concerning their work to the President or Governor
      • the prez or governor in turn shall place a copy of ATR along with report of the commission in front of the concerned legislature
    Link to original

    Issues wrt functioning of PSC

    • archaic, not fit for 21st century
    • no psychological evaluation for violence, criminal mindedness or self harm for services like IPS
      • army recruitment has psycho analysis to spot such red flags
    • needs more comprehensive evaluation
      • World Bank recruitment requires spending 1 - 2 days with the candidate to judge him on many parameters
    • no edu qualifications prescribed for members of PSC
      • they are often manned by former civil servants
        • lack of comprehensiveness in evaluation of candidates
    • needs to move from eliminating unfit candidates to selecting best candidates
    • needs emphasis on judging candidates on multiple skills, incl. stress handling capacity, quick decision making etc
    • needs to leave one size fit all approach and focus on recruiting for different services based on different skill sets
    • PSC must improve coordination with training institutions to upgrade capability of recruits on specific fronts
    • govt has continuously ignored recommendations for PSC & discussions on ATR, Annual Reports, committee reports are extremely limited in legis
    • PSC overburdened with work
    • emergence of institutions like CVC has created overlapping with functions of UPSC

    Literally made a lottery out of prelims exam 😔 🖐️

    Don’t write this in exam

    Link to original

    Issues with SPSC

    • dens of corruption
    • exam continually delayed, cancelled
      • grave harm to future and career of candidates
      • loss of valuable human resources
    • political interference
      • poor quality of members
      • independence compromised
    • accused of copying UPSC
    Link to original

    Recommendations for PSC

    • learn from recruitment procedure followed by Armed Forces and intl. orgs like World Bank
    • need to recruit more staff to aid their functioning
    • move from negative recruitment (elimination) to positive recruitment (selection)
    • involve experts outside the UPSC to get technical inputs
    • invest in assessing psycho social profile of candidates, especially for IPS, RPF etc
    • conduct exams multiple times a year to give more opportunity to candidates and prevent wasting precious years
      • eg. JEE is conducted twice since 2019
    Link to original

    Other themes

    Preventive Detention

    Analysis

    • India one of dew democratic countries to incl. PD
    • PD against liberal democracy
    • mere suspicion (not even committing the crime!)
    • ironic consti makers victim of such laws
    • Mariappan v District Collector PDL to prevent crime, not punish
    • Abdul Kareem Case: Article 22 not mere formality
      • PD must be used only in exceptional cases
    • NSA 1980 must balance b/w pub interest and individual freedom
    • 75% NSA orders b/w 2018-20 found incorrect
    • Allahabad HC overturned 94 cases by state govt reg NSA
    • Courts face huge pendency; several months to get habeas corpus
    • political victimization achieved
    • PDL still imp for nat sec (naxalism, terrorism, insurgency)
    • but need stricter checks and balances
    • maintain balanced approach: individual liberty and security of state
    Link to original

    Women Issues and Welfare

    Provisions

    DPSP

    Rights

    • 14: equality
    • 15: no discrimination
      • 15(3): spl provisions for women & children
    • 16: employment
    • 21: right to life
      • dignity, protection from sexual harrasment, (domestic) violence

    Reservation

    Case laws

    • Vishakha v State of Raj 1997: guidelines against sexual harassment at workplace
    • Sharaya Bano 2017: triple talaq
    • Vimala Devi v State of Haryana: appt female police officers to investigate sexual assault cases
    • Indian Young Laywer Association v State of Kerala 2018: SC lifted ban on menstruating women into Sabrimala Temple

    Present Issues

    • social norms against women
    • unequal access to education
    • political underrepresentation
    • tech / digital divide
    • healthcare disparity
    • reproductive rights lacking
    • child marriages
      • NFHS 5 (2019-20): 41% WB women b/w 20-24 age were married before 18
    • trafficking
      • vulnerable women targeted
    • 28,811 cases of crime against women in 2023
      • NCW data
      • max in UP

    Working Women

    Working Women and Children

    Quote

    Gender equality today for a sustainable tomorrow.

    Working women too, with a dream of good childcare

    • ILO 2018 Study: 95% of Indian women workers are informal
      • lack affordable service, maternity benefits
    • women’s informal work  feminisation of poverty
    • extending the Integrated Child Development Services (ICDS) infrastructure
    • Revitalise the crèche scheme
    Link to original

    Link to original

    Provisions for Children Welfare

    Provisions

    DPSP

    • 39(e): children no abuse, opportunity to dev in healthy manner
    • 39(f): protect against exploitation, moral & material abandonment
    • 45: education and care
    • See also: Directive Principles of State Policy

    Rights

    • 15(3): spl provisions for children
    • 21A: RTE (6-14) (also DPSP 45)
    • 23: no forced labour
    • 24: no employment of children <14yr or hazardous industry

    Acts

    • Juvenile Justice Act 2015: refer JJ Act issues
    • Child Labour Prohibition & Regulation Act 1986: no employ children in hazardous work

    Case laws

    • MC Mehta v State of TNT 1996: no child labour in hazardous industry
    • Shabnam Hashmi v UoI 2014: address malnutrition among children
    • Vishal Jeet v UoI 1990: guidelines to prevent sexual exploitation of children
    • Sampurna Behrua v UoI 2012: proper rehab of juvenile offenders

    Issues

    • refer JJ Act Issues
    • child marriage, gender bias
    • malnutrition
    • child protection
    • digital divide
    • no access to quality edu
    • we need schools in all gram panchayat

    children

    Link to original

    Juvenile Justice Act 2015

    • care, protection, treatment of juveniles
    • forms JJ Board and Child Welfare Committee
    • also focus on rehabilitation
      • Sampurna Behrua v UoI 2012: proper rehab of juvenile offenders

    Issues

    • rehab difficult
    • lack of infra, funds, psychologists etc
    • overburdened justice system
    • socio economic factors
      • most juveniles from underprivileged background no acceptance in mainstream even after rehab commit crime again

    children

    Link to original

    Sedition

    • Kedarnath v State of Bihar: sedition fine, but have narrow meaning
      • only acts affecting order, integrity or sovereignty
    • no sedition of no incitement to violence
    • FoSE shouldn’t affect security of state (refer FR 19(1)(a))
    • use when outrage religious feelings or create enimity
    • UAPA 1967: protect sovereignty and integrity of India
    • decency and morality
      • contemporary standards test
    Link to original

    Defamation

    What?

    • civil and criminal
    • Sec 499 IPC

    Decriminalization

    • unreasonable to FoSE (refer FR 19(1)(a))
    • misused by state & pwrful individuals
    • dissent essential to democracy
    • global trend of decriminalizing
    • ICCPR 2011 called member states to decriminalize

    In support

    • Subramanyam Swamy v UoI: SC upheld validity of defamation laws
    • safeguard to dignity of individual (refer: FR 21)
    • monetary compensation not enough (because rich ppl will then regularly defame)
    • sensitive exec and lower judiciary to not misuse
    Link to original

    Human Rights Bodies

    Bodies having constitutional backing

    1. Article 338: National Commission for SC
    2. Article 338A: NC for ST
    3. Article 338B: NC for backward classes
    1. National Human Rights Commission
    2. NC for Protection of Child Rights
    3. NC for Women
    4. NC for Minority Education

    Functions

    • observe & monitor safeguards provided in constitution for protection of marginalized sections
    • enquire into complaints relating to deprivation of rights / safeguards for marginalized sections
    • advise centre or states on planning schemes for socio economic development of marginalized sections
    • regularly reporting to the president on working of safeguards provided by constitution & law
    • promoting research & encouraging NGO in field of human rights
    • have powers of civil courts

    Benefits of getting constitutional status

    • elevates status, raises reputation
    • gets unparalleled powers to provide directions to govt ministries, departments
    • greater independence and autonomy in functioning
    • reports of such bodies have to be compulsorily tabled in Parliament along with ATR by the exec

    Challenges & limitations of HRB

    Applies to all bodies, so write this down irrespective of whichever body the exam question asks of.

    • lack of independent investigation machinery
      • relies on state or central agencies for investigations
    • only recommendatory bodies; recommendations are not binding
    • poor discussion of reports in legis
    • cannot entertain or inquire into complaints older than a specified period
      • eg. 1yr for NHRC
    • appts based on political considerations
      • compromise of independent functioning
    • limited power to suggest actions armed forces
    • shortage of staff & vacancies due to delayed appts hamper effective functioning

    Reform Suggestions

    • separate cadre and investigation machinery
    • encourage better discussions in parl on their erports
    • need to have broad based committee for appt for human rights bodies as is present for NHRC
    • open more offices, branches
    • undertake awareness campaigns
    • govt should act on war footing
    Link to original